We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
401
RTX Corp
RTX
$297B
$714K 0.05%
8,294
+53
+0.6% +$4.62K
KXI icon
402
iShares Global Consumer Staples ETF
KXI
$1.07B
$706K 0.04%
10,911
-175
-2% -$10.9K
EFV icon
403
iShares MSCI EAFE Value ETF
EFV
$30.1B
$705K 0.04%
14,082
-31,196
-69% -$1.59M
ZM icon
404
Zoom
ZM
$32.2B
$699K 0.04%
3,800
-447
-11% -$105K
NOW icon
405
ServiceNow
NOW
$132B
$697K 0.04%
5,370
+175
+3% +$23K
GMF icon
406
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$696K 0.04%
5,730
-731
-11% -$91.7K
SPGI icon
407
S&P Global
SPGI
$125B
$693K 0.04%
1,469
+218
+17% +$99.7K
PRFZ icon
408
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$691K 0.04%
18,020
+10
+0.1% +$381
IGHG icon
409
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$684K 0.04%
9,201
+33
+0.4% +$2.47K
ADRE
410
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$682K 0.04%
14,923
+81
+0.5% +$3.92K
BLK icon
411
Blackrock
BLK
$183B
$681K 0.04%
1,212
+407
+51% +$371K
XYZ
412
Block Inc
XYZ
$49.9B
$679K 0.04%
14,131
+9,295
+192% +$2.01M
DUSA icon
413
Davis Select US Equity ETF
DUSA
$1.27B
$678K 0.04%
19,837
-70
-0.4% -$2.44K
FV icon
414
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$678K 0.04%
15,050
+1,279
+9% +$62.5K
LAC
415
DELISTED
Lithium Americas Corp. Common Shares
LAC
$674K 0.04%
23,137
-7,142
-24% -$214K
GS icon
416
Goldman Sachs
GS
$304B
$673K 0.04%
1,759
+492
+39% +$195K
SUB icon
417
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$673K 0.04%
6,267
-117
-2% -$12.6K
IXUS icon
418
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$670K 0.04%
9,435
+997
+12% +$71.7K
SHYG icon
419
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$665K 0.04%
14,680
+394
+3% +$17.9K
VCSH icon
420
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$665K 0.04%
8,490
-29,688
-78% -$2.43M
ENB icon
421
Enbridge
ENB
$112B
$660K 0.04%
16,880
+1,086
+7% +$43.5K
AVGO icon
422
Broadcom
AVGO
$1.99T
$656K 0.04%
9,850
-1,310
-12% -$73.6K
RVP icon
423
Retractable Technologies
RVP
$20.3M
$656K 0.04%
+16,492
New +$142K
VKQ icon
424
Invesco Municipal Trust
VKQ
$550M
$656K 0.04%
48,859
+510
+1% +$6.8K
AGNT
425
AGNT Inc
AGNT
$752M
$655K 0.04%
19,546
-190
-1% -$7.83K
15 16
17
18 19

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.