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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
401
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$675K 0.05%
+1,405
New +$690K
DUSA icon
402
Davis Select US Equity ETF
DUSA
$1.27B
$674K 0.05%
19,907
+305
+2% +$10.6K
ARKG icon
403
ARK Genomic Revolution ETF
ARKG
$1.78B
$673K 0.05%
9,004
+3,307
+58% +$277K
GH icon
404
Guardant Health
GH
$21.4B
$671K 0.05%
5,369
-20
-0.4% -$2.38K
KXI icon
405
iShares Global Consumer Staples ETF
KXI
$1.07B
$665K 0.04%
11,086
+569
+5% +$35.1K
FSK icon
406
FS KKR Capital
FSK
$3.49B
$663K 0.04%
30,068
+9,520
+46% +$210K
VCLT icon
407
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$663K 0.04%
6,283
-300
-5% -$32.4K
AMGN icon
408
Amgen
AMGN
$226B
$662K 0.04%
3,112
+232
+8% +$53.4K
XLC icon
409
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$660K 0.04%
8,234
-114
-1% -$9.44K
LGLV icon
410
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$657K 0.04%
4,925
-178
-3% -$24.6K
PRFZ icon
411
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$657K 0.04%
18,010
+2,145
+14% +$78.5K
COP icon
412
ConocoPhillips
COP
$150B
$656K 0.04%
9,689
-20,994
-68% -$1.21M
PCY icon
413
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$656K 0.04%
24,614
+3,657
+17% +$101K
SHYG icon
414
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$653K 0.04%
14,286
+84
+0.6% +$3.84K
IGF icon
415
iShares Global Infrastructure ETF
IGF
$10.7B
$650K 0.04%
14,168
-593
-4% -$27.4K
SOR
416
Source Capital
SOR
$384M
$649K 0.04%
+12,844
New +$583K
VKQ icon
417
Invesco Municipal Trust
VKQ
$550M
$648K 0.04%
48,349
+4,078
+9% +$56.3K
COMT icon
418
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$647K 0.04%
18,064
+10,625
+143% +$364K
NOW icon
419
ServiceNow
NOW
$132B
$647K 0.04%
5,195
+10
+0.2% +$1.21K
REET icon
420
iShares Global REIT ETF
REET
$5.08B
$643K 0.04%
23,480
+574
+3% +$16.5K
DDOG icon
421
Datadog
DDOG
$90.6B
$642K 0.04%
4,540
-30
-0.7% -$3.79K
SRVR icon
422
Pacer Data & Infrastructure Real Estate ETF
SRVR
$389M
$640K 0.04%
16,452
-1,486
-8% -$61K
CNI icon
423
Canadian National Railway
CNI
$77.2B
$638K 0.04%
+4,676
New +$517K
PNC icon
424
PNC Financial Services
PNC
$102B
$635K 0.04%
3,243
-5
-0.2% -$944
ENB icon
425
Enbridge
ENB
$112B
$629K 0.04%
15,794
+7,442
+89% +$294K
15 16
17
18 19

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.