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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
(-3.6%)
Cap. Flow
-$74.9M
Cap. Flow
% of AUM
-5.31%
Top 10 Holdings %
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wabtec
WAB
|
+$7.89M |
| 2 |
eBay
EBAY
|
+$5.55M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$4.23M |
| 4 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$4.07M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$3.92M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio TIPS ETF
SPIP
|
+$19.2M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$16.2M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$14.6M |
| 4 |
State Street SPDR Dow Jones REIT ETF
RWR
|
+$14.5M |
| 5 |
Tesla
TSLA
|
+$12.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.97% |
| 2 | Consumer Discretionary | 3.94% |
| 3 | Industrials | 3.47% |
| 4 | Financials | 3.04% |
| 5 | Healthcare | 2.49% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
| $705K | 0.05% |
38,605
-1,308
| -3% | -$23.5K |
|
402
Papa John's
PZZA
$804M
| $701K | 0.05% |
7,913
+237
| +3% | +$22.4K |
|
403
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
| $695K | 0.05% |
22,295
-35
| -0.2% | -$1.04K |
|
404
Waste Management
WM
$89.6B
| $695K | 0.05% |
5,393
-82
| -1% | -$9.58K |
|
405
Marathon Petroleum
MPC
$100B
| $693K | 0.05% |
12,949
+609
| +5% | +$30.8K |
|
406
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
| $680K | 0.05% |
15,291
-269
| -2% | -$11.6K |
|
407
US Bancorp
USB
$102B
| $679K | 0.05% |
10,855
+40
| +0.4% | +$2K |
|
408
First Trust Energy AlphaDEX Fund
FXN
$387M
| $678K | 0.05% |
67,022
-15,132
| -18% | -$145K |
|
409
Amgen
AMGN
$226B
| $674K | 0.05% |
2,707
-1,571
| -37% | -$375K |
|
410
Altria Group
MO
$109B
| $674K | 0.05% |
13,165
+324
| +3% | +$14.5K |
|
411
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
| $673K | 0.05% |
33,318
+1,409
| +4% | +$28.4K |
|
412
Timothy Plan High Dividend Stock ETF
TPHD
$371M
| $671K | 0.05% |
23,171
+5,211
| +29% | +$142K |
|
413
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
| $671K | 0.05% |
6,633
+2,614
| +65% | +$274K |
|
414
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
| $667K | 0.05% |
8,090
-740
| -8% | -$61.3K |
|
415
iShares Global Infrastructure ETF
IGF
$10.7B
| $665K | 0.05% |
14,749
-841
| -5% | -$37.1K |
|
416
Pinduoduo
PDD
$120B
| $664K | 0.05% |
4,960
+1,995
| +67% | +$337K |
|
417
Vanguard Long-Term Bond ETF
BLV
$5.73B
| $663K | 0.05% |
6,750
-832
| -11% | -$85.4K |
|
418
State Street Ultra Short Term Bond ETF
ULST
$526M
| $661K | 0.05% |
+16,349
| New | +$662K |
|
419
Global X Internet of Things ETF
SNSR
$224M
| $660K | 0.05% |
19,808
-6,798
| -26% | -$229K |
|
420
MGM Resorts International
MGM
$11.1B
| $658K | 0.05% |
17,330
| – | – |
|
421
Philip Morris
PM
$294B
| $649K | 0.05% |
7,306
+414
| +6% | +$35.2K |
|
422
Davis Select US Equity ETF
DUSA
$1.27B
| $647K | 0.05% |
19,602
-1,200
| -6% | -$37.9K |
|
423
Southern Company
SO
$107B
| $646K | 0.05% |
11,307
-109
| -1% | -$6.53K |
|
424
CrowdStrike
CRWD
$230B
| $645K | 0.05% |
14,144
+6,220
| +78% | +$329K |
|
425
Appian
APPN
$2.65B
| $631K | 0.04% |
4,747
-196
| -4% | -$34.7K |
|
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review
As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.
Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.
- Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
- Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
- Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
- Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
- Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
- Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
- Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.
Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.