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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
401
Danaher
DHR
$143B
$431K 0.04%
2,259
+14
+0.6% +$2.49K
CEF icon
402
Sprott Physical Gold and Silver Trust
CEF
$8.17B
$430K 0.04%
+23,470
New +$450K
MU icon
403
Micron Technology
MU
$1.07T
$428K 0.04%
9,126
+645
+8% +$31.2K
EFR
404
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$426K 0.04%
36,627
-4,075
-10% -$47.5K
SYY icon
405
Sysco
SYY
$40B
$419K 0.04%
6,738
-117
-2% -$6.81K
XT icon
406
iShares Future Exponential Technologies ETF
XT
$4.01B
$418K 0.04%
8,602
-2,144
-20% -$103K
TTD icon
407
Trade Desk
TTD
$6.84B
$413K 0.04%
7,960
+2,870
+56% +$131K
TRND icon
408
Pacer Trendpilot Fund of Funds ETF
TRND
$64.2M
$411K 0.04%
+16,324
New +$411K
SPLK
409
DELISTED
Splunk Inc
SPLK
$411K 0.04%
2,187
+734
+51% +$146K
CDNS icon
410
Cadence Design Systems
CDNS
$89.2B
$410K 0.04%
3,843
+1,191
+45% +$125K
SCHM icon
411
Schwab US Mid-Cap ETF
SCHM
$15.3B
$409K 0.03%
22,113
-1,293
-6% -$24K
XMMO icon
412
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$408K 0.03%
6,155
+229
+4% +$14.7K
WEN icon
413
Wendy's
WEN
$1.65B
$407K 0.03%
18,276
+3,246
+22% +$71.5K
IBUY icon
414
Amplify Online Retail ETF
IBUY
$125M
$404K 0.03%
4,576
+897
+24% +$76.3K
BIP icon
415
Brookfield Infrastructure Partners
BIP
$18.4B
$401K 0.03%
12,641
-2,412
-16% -$71K
XLNX
416
DELISTED
Xilinx Inc
XLNX
$398K 0.03%
3,825
+112
+3% +$11.5K
BNDX icon
417
Vanguard Total International Bond ETF
BNDX
$83B
$397K 0.03%
6,824
+542
+9% +$31.4K
CCI icon
418
Crown Castle
CCI
$32.2B
$397K 0.03%
2,384
-231
-9% -$38.1K
ARCC icon
419
Ares Capital
ARCC
$14.5B
$396K 0.03%
28,405
+1,932
+7% +$27.5K
SHM icon
420
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$389K 0.03%
7,795
-610
-7% -$30.5K
WEX icon
421
WEX
WEX
$6.78B
$389K 0.03%
+2,800
New +$439K
SRLN icon
422
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$388K 0.03%
8,689
-1,534
-15% -$68K
GE icon
423
GE Aerospace
GE
$374B
$385K 0.03%
12,376
+1,079
+10% +$35.1K
MGM icon
424
MGM Resorts International
MGM
$11.1B
$377K 0.03%
+17,329
New +$344K
PLD icon
425
Prologis
PLD
$134B
$377K 0.03%
3,749
-2,280
-38% -$228K
15 16
17
18 19

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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.