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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
401
Vanguard Consumer Staples ETF
VDC
$8.01B
$240K 0.03%
+1,741
New +$268K
FSK icon
402
FS KKR Capital
FSK
$3.48B
$238K 0.03%
19,893
-183
-0.9% -$3.92K
AGGP
403
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$238K 0.03%
11,921
-26,383
-69% -$524K
SPEM icon
404
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$236K 0.03%
+8,292
New +$285K
EDIT icon
405
Editas Medicine
EDIT
$441M
$234K 0.03%
11,790
-615
-5% -$15.5K
LIN icon
406
Linde
LIN
$220B
$232K 0.03%
1,338
+160
+14% +$31.6K
BGR icon
407
BlackRock Energy and Resources Trust
BGR
$427M
$231K 0.03%
36,678
-5,149
-12% -$51.2K
IBMI
408
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$231K 0.03%
+9,091
New +$232K
IWC icon
409
iShares Micro-Cap ETF
IWC
$1.51B
$230K 0.03%
3,432
-3,270
-49% -$289K
MASI
410
DELISTED
Masimo
MASI
$228K 0.03%
+1,289
New +$221K
EOD
411
Allspring Global Dividend Opportunity Fund
EOD
$289M
$227K 0.03%
61,386
-10,384
-14% -$52.8K
NUV icon
412
Nuveen Municipal Value Fund
NUV
$1.9B
$224K 0.03%
22,910
– –
WEC icon
413
WEC Energy
WEC
$35.8B
$224K 0.03%
2,547
+35
+1% +$3.37K
COP icon
414
ConocoPhillips
COP
$150B
$223K 0.03%
7,231
-860
-11% -$43.8K
SOR
415
Source Capital
SOR
$379M
$223K 0.03%
7,287
– –
FDL icon
416
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$221K 0.03%
9,878
-2,130
-18% -$61.4K
FHLC icon
417
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$221K 0.03%
5,140
-1,456
-22% -$69K
FSCS
418
First Trust SMID Capital Strength ETF
FSCS
$59.2M
$221K 0.03%
+13,980
New +$294K
LRCX icon
419
Lam Research
LRCX
$431B
$220K 0.03%
9,160
-2,440
-21% -$70.3K
PPA icon
420
Invesco Aerospace & Defense ETF
PPA
$8.68B
$220K 0.03%
4,398
-292
-6% -$19K
UUP icon
421
Invesco DB US Dollar Index Bullish Fund
UUP
$415M
$220K 0.03%
+8,186
New +$218K
ARKW icon
422
ARK Web x.0 ETF
ARKW
$1.8B
$218K 0.03%
4,128
-467
-10% -$28.4K
WFC.PRL icon
423
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$217K 0.03%
170
– –
DSL
424
DoubleLine Income Solutions Fund
DSL
$1.24B
$216K 0.03%
16,204
+6,200
+62% +$114K
XEL icon
425
Xcel Energy
XEL
$49.4B
$216K 0.03%
3,585
– –
15 16
17
18 19

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.