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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
401
Colgate-Palmolive
CL
$74B
$208K 0.03%
3,487
+321
+10% +$20.1K
XLG icon
402
Invesco S&P 500 Top 50 ETF
XLG
$11B
$208K 0.03%
11,560
– –
BLK icon
403
Blackrock
BLK
$183B
$206K 0.03%
525
-100
-16% -$41K
C icon
404
Citigroup
C
$233B
$206K 0.03%
3,958
-4,502
-53% -$285K
GDX icon
405
VanEck Gold Miners ETF
GDX
$26.9B
$205K 0.03%
+9,692
New +$190K
EEMV icon
406
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$201K 0.03%
3,602
-6,097
-63% -$342K
EFF
407
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$186K 0.03%
13,078
+2,875
+28% +$43.3K
FDD icon
408
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
$181K 0.02%
+15,184
New +$189K
USA icon
409
Liberty All-Star Equity Fund
USA
$1.87B
$179K 0.02%
33,184
-16,182
-33% -$96.2K
IGR
410
CBRE Global Real Estate Income Fund
IGR
$713M
$170K 0.02%
27,560
– –
JPS
411
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$148K 0.02%
+17,822
New +$148K
BDJ icon
412
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$137K 0.02%
17,587
-6,294
-26% -$53.5K
MCN
413
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$112K 0.02%
+18,249
New +$130K
SIRI icon
414
SiriusXM
SIRI
$9.46B
$86K 0.01%
+1,498
New +$91.1K
VER
415
DELISTED
VEREIT, Inc.
VER
$84K 0.01%
+2,350
New +$87.2K
MMT
416
Aberdeen Multi-Market Income Fund
MMT
$244M
$77K 0.01%
+14,955
New +$79.3K
HL icon
417
Hecla Mining
HL
$11.9B
$68K 0.01%
+28,684
New +$73.4K
VTGN icon
418
VistaGen Therapeutics
VTGN
$11.8M
$35K ﹤0.01%
+770
New +$41.9K
AKS
419
DELISTED
AK Steel Holding Corp
AKS
$34K ﹤0.01%
+15,025
New +$54.3K
AVEO
420
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$24K ﹤0.01%
+1,500
New +$33K
ACN icon
421
Accenture
ACN
$110B
– –
-1,259
Closed -$214K
AFL icon
422
Aflac
AFL
$60.7B
– –
-5,319
Closed -$250K
AIRR icon
423
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
– –
-9,629
Closed -$269K
AMAT icon
424
Applied Materials
AMAT
$425B
– –
-10,495
Closed -$406K
AMD icon
425
Advanced Micro Devices
AMD
$794B
– –
-9,247
Closed -$286K
15 16
17
18 19

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SAM
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KAH
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.