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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOL icon
401
abrdn Physical Gold Shares ETF
SGOL
$7.43B
$290K 0.03%
25,190
-150
-0.6% -$1.76K
ED icon
402
Consolidated Edison
ED
$39.9B
$289K 0.03%
3,791
-798
-17% -$62.9K
MBB icon
403
iShares MBS ETF
MBB
$39.2B
$289K 0.03%
2,797
-461
-14% -$47.8K
AMD icon
404
Advanced Micro Devices
AMD
$805B
$286K 0.03%
+9,247
New +$209K
IWC icon
405
iShares Micro-Cap ETF
IWC
$1.51B
$285K 0.03%
2,681
+708
+36% +$75.9K
VNLA icon
406
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$285K 0.03%
5,673
+153
+3% +$7.66K
IYE icon
407
iShares US Energy ETF
IYE
$1.8B
$283K 0.03%
6,737
-1,823
-21% -$75.4K
CAG icon
408
Conagra Brands
CAG
$7.32B
$279K 0.03%
8,207
+53
+0.6% +$1.94K
LUV icon
409
Southwest Airlines
LUV
$22.1B
$277K 0.03%
+4,432
New +$259K
VONE icon
410
Vanguard Russell 1000 ETF
VONE
$8.71B
$277K 0.03%
2,073
– –
FXL icon
411
First Trust Technology AlphaDEX Fund
FXL
$2.87B
$274K 0.03%
4,318
-596
-12% -$36.1K
HPQ icon
412
HP
HPQ
$27.6B
$273K 0.03%
10,599
-102
-1% -$2.46K
VXX
413
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$273K 0.03%
10,220
+2,327
+29% +$69.9K
JD icon
414
JD.com
JD
$39B
$272K 0.03%
10,442
+4,535
+77% +$149K
PZA icon
415
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$272K 0.03%
10,963
-11,266
-51% -$283K
CFO icon
416
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$428M
$271K 0.03%
+5,232
New +$269K
AOA icon
417
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$270K 0.03%
4,934
+848
+21% +$45.9K
BLV icon
418
Vanguard Long-Term Bond ETF
BLV
$5.73B
$270K 0.03%
3,085
+29
+0.9% +$2.57K
AIRR icon
419
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$269K 0.03%
9,629
-265
-3% -$7.35K
GD icon
420
General Dynamics
GD
$106B
$269K 0.03%
1,316
-43
-3% -$8.41K
SRE icon
421
Sempra
SRE
$56.4B
$269K 0.03%
4,740
-30
-0.6% -$1.74K
FYX icon
422
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$267K 0.03%
+3,877
New +$265K
ITW icon
423
Illinois Tool Works
ITW
$82.2B
$265K 0.03%
1,878
+104
+6% +$14.7K
BIP icon
424
Brookfield Infrastructure Partners
BIP
$18.2B
$257K 0.03%
+10,806
New +$257K
FCEF icon
425
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$256K 0.03%
+11,643
New +$257K
15 16
17
18 19

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.