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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCO icon
401
ProShares Ultra Bloomberg Crude Oil
UCO
$432M
$251K 0.03%
+1,712
New +$215K
XEL icon
402
Xcel Energy
XEL
$49.4B
$250K 0.03%
+5,205
New +$258K
IWR icon
403
iShares Russell Mid-Cap ETF
IWR
$58B
$248K 0.03%
+4,768
New +$242K
USA icon
404
Liberty All-Star Equity Fund
USA
$1.87B
$247K 0.03%
+39,145
New +$240K
IEP icon
405
Icahn Enterprises
IEP
$5.37B
$243K 0.03%
+4,575
New +$249K
XSD icon
406
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$243K 0.03%
+3,474
New +$243K
ANGL icon
407
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$242K 0.03%
+8,109
New +$244K
RZG icon
408
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$242K 0.03%
+6,330
New +$235K
HYLS icon
409
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$241K 0.03%
+4,968
New +$242K
VSS icon
410
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$241K 0.03%
+2,025
New +$236K
PKB icon
411
Invesco Building & Construction ETF
PKB
$396M
$240K 0.03%
+6,930
New +$230K
FMI
412
DELISTED
Foundation Medicine, Inc.
FMI
$239K 0.03%
+3,500
New +$182K
XMLV icon
413
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$237K 0.03%
+6,087
New +$276K
BAB icon
414
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$234K 0.03%
+7,625
New +$233K
GBCI icon
415
Glacier Bancorp
GBCI
$6.45B
$233K 0.03%
+5,905
New +$224K
IWV icon
416
iShares Russell 3000 ETF
IWV
$20.5B
$233K 0.03%
+1,470
New +$227K
NUV icon
417
Nuveen Municipal Value Fund
NUV
$1.9B
$232K 0.03%
+22,910
New +$233K
IBMH
418
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$231K 0.03%
+9,134
New +$232K
AXON
419
Axon Enterprise
AXON
$48.5B
$229K 0.03%
+8,660
New +$208K
CIBR icon
420
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$228K 0.03%
+9,860
New +$221K
FCEF icon
421
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$228K 0.03%
+10,349
New +$227K
MDT icon
422
Medtronic
MDT
$116B
$228K 0.03%
+2,829
New +$227K
RFG icon
423
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$361M
$228K 0.03%
+7,410
New +$223K
CSX icon
424
CSX Corp
CSX
$93.4B
$227K 0.03%
+12,405
New +$220K
IUSB icon
425
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$227K 0.03%
+4,461
New +$227K
15 16
17
18 19

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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.