We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+2.14%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.76B
AUM Growth
-$12.5M
Cap. Flow
-$56.5M
Cap. Flow %
-3.22%
Top 10 Hldgs %
23.72%
Holding
826
New
58
Increased
314
Reduced
359
Closed
74

Top Buys

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$14.9M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$10.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.07M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.94M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.04M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$18.8M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$15.1M
3
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$13.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.2M
5
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$6.35M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Consumer Discretionary 4.17%
3 Industrials 3.29%
4 Financials 3.18%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUSV icon
376
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$699K 0.04%
18,698
-1,031
-5% -$39.6K
MAR icon
377
Marriott International
MAR
$91.9B
$694K 0.04%
2,489
+4
+0.2% +$1.1K
SOUN icon
378
SoundHound AI
SOUN
$3.32B
$693K 0.04%
34,925
-11,760
-25% -$113K
MMM icon
379
3M
MMM
$94.2B
$683K 0.04%
5,289
-356
-6% -$46.7K
ECC
380
Eagle Point Credit Company
ECC
$512M
$681K 0.04%
76,676
-1,223
-2% -$11.5K
MCHP icon
381
Microchip Technology
MCHP
$42.2B
$677K 0.04%
11,807
+1,012
+9% +$69.6K
GE icon
382
GE Aerospace
GE
$374B
$675K 0.04%
4,049
+329
+9% +$58.7K
ONEY icon
383
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$671K 0.04%
6,168
– –
SCHB icon
384
Schwab US Broad Market ETF
SCHB
$45.2B
$663K 0.04%
29,196
-7,635
-21% -$174K
ETN icon
385
Eaton
ETN
$176B
$659K 0.04%
1,986
-55
-3% -$19.3K
XEL icon
386
Xcel Energy
XEL
$49.3B
$658K 0.04%
9,751
-500
-5% -$33.5K
CP icon
387
Canadian Pacific Kansas City
CP
$82.6B
$654K 0.04%
9,040
-1,604
-15% -$124K
DON icon
388
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$653K 0.04%
12,813
+26
+0.2% +$1.36K
VLO icon
389
Valero Energy
VLO
$98.7B
$650K 0.04%
5,304
-91
-2% -$12.2K
HYMB icon
390
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$649K 0.04%
25,390
-1,402
-5% -$36.4K
LWLG icon
391
Lightwave Logic
LWLG
$1.12B
$643K 0.04%
305,986
– –
GWW icon
392
W.W. Grainger
GWW
$62.2B
$641K 0.04%
608
-19
-3% -$21.4K
SECT icon
393
Main Sector Rotation ETF
SECT
$2.91B
$640K 0.04%
11,641
-2,440
-17% -$135K
AMAT icon
394
Applied Materials
AMAT
$424B
$635K 0.04%
3,903
+589
+18% +$107K
RQI icon
395
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$633K 0.04%
51,756
+9,400
+22% +$125K
SHW icon
396
Sherwin-Williams
SHW
$87.8B
$631K 0.04%
1,855
-60
-3% -$22.4K
MELI icon
397
Mercado Libre
MELI
$92.7B
$624K 0.04%
367
-39
-10% -$75.9K
SPHD icon
398
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$621K 0.04%
12,850
+1,208
+10% +$60.4K
ROAM icon
399
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$620K 0.04%
27,186
-4,712
-15% -$115K
CTAS icon
400
Cintas
CTAS
$80.3B
$618K 0.04%
3,384
-28
-0.8% -$5.89K
14 15
16
17 18

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2024 Portfolio in Review

As of Q4 2024, Financial Advocates Investment Management held 826 positions worth $1.76B, down 0.7% from $1.77B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management withdrew a net $56.5M in Q4 2024, closing 74 positions and reducing 359 holdings. Its most notable exit was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Global X Data Center & Digital Infrastructure ETF worth $2.51M.

  • Financial Advocates Investment Management's largest Q4 2024 buy was Global X Data Center & Digital Infrastructure ETF: 151,508 shares worth $2.51M.
  • Financial Advocates Investment Management added most to iShares Russell Top 200 Growth ETF in Q4 2024, an estimated $14.9M increase.
  • Financial Advocates Investment Management's biggest Q4 2024 reduction was iShares Russell 2000 ETF, cutting an estimated $18.8M.
  • Financial Advocates Investment Management fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2024, selling an estimated $13.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $1.76B portfolio in Q4 2024.
  • Financial Advocates Investment Management opened 58 new positions and closed 74 in Q4 2024.
  • Financial Advocates Investment Management's portfolio value fell 0.7% quarter-over-quarter to $1.76B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2024, filed 27 Jan 2025.