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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
376
FedEx
FDX
$80.3B
$643K 0.04%
2,541
-57
-2% -$14.5K
MU icon
377
Micron Technology
MU
$1.07T
$633K 0.04%
7,422
-292
-4% -$21.7K
ENPH icon
378
Enphase Energy
ENPH
$5.39B
$625K 0.04%
4,727
+1,673
+55% +$177K
XYZ
379
Block Inc
XYZ
$49.9B
$618K 0.04%
7,991
-371
-4% -$21K
MAR icon
380
Marriott International
MAR
$91.9B
$617K 0.04%
2,735
-122
-4% -$24.7K
MRSH
381
Marsh
MRSH
$90B
$613K 0.04%
3,235
+1,122
+53% +$217K
EWQ icon
382
iShares MSCI France ETF
EWQ
$332M
$609K 0.04%
12,046
+4,461
+59% +$163K
SMMU icon
383
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$604K 0.04%
12,064
-3,433
-22% -$170K
SHW icon
384
Sherwin-Williams
SHW
$87.8B
$603K 0.04%
1,935
+102
+6% +$27.4K
PZZA icon
385
Papa John's
PZZA
$804M
$603K 0.04%
7,910
+30
+0.4% +$2.04K
URA icon
386
Global X Uranium ETF
URA
$6.31B
$603K 0.04%
21,755
+3,310
+18% +$90.8K
ETN icon
387
Eaton
ETN
$176B
$602K 0.04%
2,499
+45
+2% +$9.93K
MCHP icon
388
Microchip Technology
MCHP
$42.2B
$599K 0.04%
6,644
+3,037
+84% +$247K
DON icon
389
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$598K 0.04%
13,097
-246
-2% -$10.3K
ALC icon
390
Alcon
ALC
$35.5B
$597K 0.04%
7,646
+676
+10% +$49.9K
OKE icon
391
Oneok
OKE
$58.4B
$596K 0.04%
8,494
+490
+6% +$32.8K
CPRT icon
392
Copart
CPRT
$27.2B
$589K 0.04%
12,027
+391
+3% +$18.5K
SNOW icon
393
Snowflake
SNOW
$117B
$587K 0.04%
2,948
+1,086
+58% +$184K
ZTS icon
394
Zoetis
ZTS
$31.3B
$586K 0.04%
2,971
+29
+1% +$5.13K
SYY icon
395
Sysco
SYY
$40B
$585K 0.04%
8,001
+555
+7% +$38.3K
INTU icon
396
Intuit
INTU
$98B
$584K 0.04%
935
+9
+1% +$4.96K
SMCI icon
397
Super Micro Computer
SMCI
$25.3B
$583K 0.04%
20,500
+500
+3% +$13.9K
SPGM icon
398
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$580K 0.04%
10,476
-840
-7% -$43.6K
LVHI icon
399
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.6B
$576K 0.04%
20,840
-55,256
-73% -$1.52M
IXJ icon
400
iShares Global Healthcare ETF
IXJ
$4.23B
$574K 0.04%
+5,306
New +$440K
14 15
16
17 18

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.