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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
376
Gilead Sciences
GILD
$171B
$591K 0.04%
7,883
+282
+4% +$21.7K
MLPA icon
377
Global X MLP ETF
MLPA
$2.28B
$590K 0.04%
+13,240
New +$580K
UBER icon
378
Uber
UBER
$155B
$585K 0.04%
12,730
+895
+8% +$40.9K
LRCX icon
379
Lam Research
LRCX
$422B
$581K 0.04%
9,280
+50
+0.5% +$3.29K
FUMB icon
380
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$579K 0.04%
29,087
+551
+2% +$11K
GS icon
381
Goldman Sachs
GS
$304B
$578K 0.04%
1,788
+83
+5% +$27.7K
LIT icon
382
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$574K 0.04%
10,467
-5,199
-33% -$318K
ITOT icon
383
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$571K 0.04%
6,505
+784
+14% +$77K
MAR icon
384
Marriott International
MAR
$91.9B
$562K 0.04%
2,857
-36
-1% -$7.15K
SPGM icon
385
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$560K 0.04%
11,316
-3,134
-22% -$164K
BLOK icon
386
Amplify Blockchain Technology ETF
BLOK
$1.07B
$555K 0.04%
27,849
+5,619
+25% +$129K
PINS icon
387
Pinterest
PINS
$13.2B
$553K 0.04%
20,456
+12
+0.1% +$328
BDJ icon
388
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$550K 0.04%
72,290
+9,474
+15% +$75.7K
SMCI icon
389
Super Micro Computer
SMCI
$25.3B
$548K 0.04%
20,000
-5,000
-20% -$139K
DON icon
390
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$547K 0.04%
13,343
+666
+5% +$28.4K
MDT icon
391
Medtronic
MDT
$116B
$543K 0.04%
6,925
+319
+5% +$26.7K
MDYG icon
392
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$542K 0.04%
8,367
+2,099
+33% +$151K
GRMN
393
Garmin
GRMN
$60.2B
$542K 0.04%
5,154
-122
-2% -$12.8K
JPIE icon
394
JPMorgan Income ETF
JPIE
$10.3B
$542K 0.04%
12,196
+789
+7% +$35.3K
ALC icon
395
Alcon
ALC
$35.5B
$539K 0.04%
6,970
+8
+0.1% +$658
PZZA icon
396
Papa John's
PZZA
$804M
$538K 0.04%
7,880
+127
+2% +$9.82K
GWW icon
397
W.W. Grainger
GWW
$62.2B
$531K 0.04%
767
-113
-13% -$81.7K
DOCU
398
DocuSign
DOCU
$12.2B
$530K 0.04%
12,625
-3,524
-22% -$173K
MU icon
399
Micron Technology
MU
$1.07T
$525K 0.04%
7,714
-293
-4% -$19.6K
ETN icon
400
Eaton
ETN
$176B
$523K 0.04%
2,454
-373
-13% -$80.4K
14 15
16
17 18

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.