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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$49.8M
Cap. Flow
-$16M
Cap. Flow %
-1.15%
Top 10 Hldgs %
18.88%
Holding
835
New
82
Increased
347
Reduced
278
Closed
91

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$7.77M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.28M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.74M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.25M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.5M
2
GLD icon
SPDR Gold Trust
GLD
+$15.1M
3
AMZN icon
Amazon
AMZN
+$12.8M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.87M
5
SLV icon
iShares Silver Trust
SLV
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 11.12%
2 Healthcare 2.86%
3 Industrials 2.55%
4 Financials 2.42%
5 Consumer Discretionary 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RACE icon
376
Ferrari
RACE
$72.5B
$636K 0.05%
2,349
+248
+12% +$63.3K
NTG
377
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$634K 0.05%
19,039
+623
+3% +$22.1K
SPGI icon
378
S&P Global
SPGI
$125B
$632K 0.05%
1,834
+51
+3% +$17.9K
QVAL icon
379
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$626K 0.05%
18,509
+1,584
+9% +$54.2K
PINS icon
380
Pinterest
PINS
$13.2B
$624K 0.04%
22,864
-1,386
-6% -$35.9K
AJG icon
381
Arthur J. Gallagher & Co
AJG
$65B
$623K 0.04%
3,259
+129
+4% +$24.5K
PBD icon
382
Invesco Global Clean Energy ETF
PBD
$195M
$621K 0.04%
31,488
+2,958
+10% +$58.6K
SPHY icon
383
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$617K 0.04%
26,836
+14,408
+116% +$328K
AOM icon
384
iShares Core Moderate Allocation ETF
AOM
$1.78B
$616K 0.04%
15,463
-8,460
-35% -$332K
TSM icon
385
TSMC
TSM
$2.23T
$611K 0.04%
6,572
-57
-0.9% -$5.12K
PRFZ icon
386
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$606K 0.04%
18,425
+15
+0.1% +$505
QYLD icon
387
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$603K 0.04%
35,184
+704
+2% +$11.7K
WABC icon
388
Westamerica Bancorp
WABC
$1.39B
$599K 0.04%
13,521
+67
+0.5% +$3.6K
EBND icon
389
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$598K 0.04%
28,192
-506
-2% -$10.6K
DGRW icon
390
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$597K 0.04%
9,581
-981
-9% -$60.3K
S icon
391
SentinelOne
S
$8.17B
$597K 0.04%
36,478
– –
GWW icon
392
W.W. Grainger
GWW
$62.2B
$595K 0.04%
864
-4
-0.5% -$2.55K
FSMB icon
393
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$592K 0.04%
29,801
-3,690
-11% -$73.2K
VV icon
394
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
$591K 0.04%
3,165
+1,797
+131% +$327K
GS icon
395
Goldman Sachs
GS
$304B
$589K 0.04%
1,802
+164
+10% +$57.1K
ALK icon
396
Alaska Air
ALK
$5.3B
$586K 0.04%
13,972
-688
-5% -$32.3K
FALN icon
397
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$586K 0.04%
23,171
-585
-2% -$14.7K
DUSA icon
398
Davis Select US Equity ETF
DUSA
$1.27B
$584K 0.04%
20,537
-705
-3% -$20.4K
MDLZ icon
399
Mondelez International
MDLZ
$81.1B
$582K 0.04%
8,341
+1,065
+15% +$70.5K
VTEB icon
400
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$579K 0.04%
11,427
-1,502
-12% -$75.4K
14 15
16
17 18

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Financial Advocates Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Financial Advocates Investment Management held 835 positions worth $1.39B, up 3.7% from $1.34B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q1 2023 filing shows 82 new, 347 increased, 278 reduced and 91 closed positions. Its largest new stake was Tesla: 44,543 shares worth $9.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $38.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q1 2023 buy was Tesla: 44,543 shares worth $9.24M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $6.28M increase.
  • Financial Advocates Investment Management's biggest Q1 2023 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $5.26M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $38.5M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q1 2023.
  • Financial Advocates Investment Management opened 82 new positions and closed 91 in Q1 2023.
  • Financial Advocates Investment Management's portfolio value rose 3.7% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2023, filed 11 May 2023.