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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
376
Duke Energy
DUK
$97.1B
$676K 0.05%
6,566
+4,202
+178% +$403K
HYLS icon
377
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$676K 0.05%
17,358
-5,978
-26% -$235K
PSLV icon
378
Sprott Physical Silver Trust
PSLV
$13.3B
$675K 0.05%
81,969
-950
-1% -$6.94K
PKW icon
379
Invesco BuyBack Achievers ETF
PKW
$1.8B
$670K 0.05%
7,830
+290
+4% +$24.5K
DIVO icon
380
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.85B
$669K 0.05%
+18,662
New +$658K
IWN icon
381
iShares Russell 2000 Value ETF
IWN
$14.7B
$668K 0.05%
4,814
-114
-2% -$16.1K
GIS icon
382
General Mills
GIS
$20.8B
$667K 0.05%
7,957
+2,463
+45% +$201K
LPG icon
383
Dorian LPG
LPG
$1.95B
$663K 0.05%
+35,001
New +$627K
FSMB icon
384
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$661K 0.05%
33,491
-262
-0.8% -$5.14K
EMLP icon
385
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$659K 0.05%
24,675
-15,820
-39% -$420K
PZZA icon
386
Papa John's
PZZA
$804M
$657K 0.05%
7,986
+24
+0.3% +$1.89K
AVUV icon
387
Avantis US Small Cap Value ETF
AVUV
$31B
$652K 0.05%
+8,757
New +$659K
BX icon
388
Blackstone
BX
$112B
$649K 0.05%
8,749
-1,461
-14% -$126K
GSEW icon
389
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$648K 0.05%
11,184
-500
-4% -$29K
CEQP
390
DELISTED
Crestwood Equity Partners LP
CEQP
$648K 0.05%
24,729
+11,632
+89% +$336K
DIVB icon
391
iShares Core Dividend ETF
DIVB
$1.8B
$645K 0.05%
17,203
-39,692
-70% -$1.48M
FRI icon
392
First Trust S&P REIT Index Fund
FRI
$204M
$641K 0.05%
26,742
+8,896
+50% +$214K
SNA icon
393
Snap-on
SNA
$20.9B
$641K 0.05%
+2,806
New +$634K
BLV icon
394
Vanguard Long-Term Bond ETF
BLV
$5.73B
$640K 0.05%
8,840
-122
-1% -$8.83K
VTEB icon
395
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$640K 0.05%
12,929
-5,108
-28% -$250K
DGRW icon
396
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$638K 0.05%
10,562
-2,064
-16% -$123K
AZN icon
397
AstraZeneca
AZN
$244B
$637K 0.05%
4,701
+1,486
+46% +$186K
NTG
398
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$637K 0.05%
18,416
+2,116
+13% +$75.7K
WM icon
399
Waste Management
WM
$89.6B
$632K 0.05%
4,029
-26
-0.6% -$4.18K
MGC icon
400
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$631K 0.05%
4,767
+322
+7% +$43K
14 15
16
17 18

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.