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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RESP
376
DELISTED
WisdomTree U.S. ESG Fund
RESP
$582K 0.05%
15,228
+7,553
+98% +$322K
UBER icon
377
Uber
UBER
$155B
$576K 0.05%
13,458
-779
-5% -$21.5K
PANW icon
378
Palo Alto Networks
PANW
$323B
$566K 0.05%
7,732
+1,330
+21% +$115K
PRFZ icon
379
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$566K 0.05%
19,410
+295
+2% +$9.59K
PCY icon
380
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$565K 0.05%
33,349
+223
+0.7% +$4.17K
FISV
381
Fiserv Inc
FISV
$29.5B
$562K 0.05%
19,108
+4,774
+33% +$487K
IWD icon
382
iShares Russell 1000 Value ETF
IWD
$84.3B
$562K 0.05%
4,167
-280
-6% -$42.1K
TXN icon
383
Texas Instruments
TXN
$250B
$561K 0.05%
3,990
-58
-1% -$9.73K
NVO
384
Novo Nordisk
NVO
$205B
$560K 0.05%
7,432
-7,406
-50% -$397K
PKW icon
385
Invesco BuyBack Achievers ETF
PKW
$1.8B
$560K 0.05%
7,540
-309
-4% -$25.2K
EBND icon
386
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$557K 0.05%
29,354
-292
-1% -$5.88K
PZZA icon
387
Papa John's
PZZA
$804M
$557K 0.05%
7,962
+87
+1% +$7.38K
IUSB icon
388
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$555K 0.05%
12,765
-62,548
-83% -$2.92M
FIS icon
389
Fidelity National Information Services
FIS
$22.8B
$552K 0.05%
7,427
+4,216
+131% +$393K
MGC icon
390
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$551K 0.05%
4,445
+891
+25% +$124K
EMB icon
391
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$549K 0.05%
6,790
-1,829
-21% -$156K
PSLV icon
392
Sprott Physical Silver Trust
PSLV
$13.3B
$549K 0.05%
82,919
+25,570
+45% +$170K
IWO icon
393
iShares Russell 2000 Growth ETF
IWO
$15.1B
$548K 0.05%
2,650
-96
-3% -$21.6K
AKTS
394
DELISTED
Akoustis Technologies Inc
AKTS
$548K 0.05%
+2,720
New +$11K
HON icon
395
Honeywell
HON
$74.2B
$544K 0.04%
5,654
-211
-4% -$36.8K
SO icon
396
Southern Company
SO
$107B
$544K 0.04%
9,564
-916
-9% -$69.4K
AMGN icon
397
Amgen
AMGN
$226B
$542K 0.04%
2,431
-2,255
-48% -$547K
HALO icon
398
Halozyme
HALO
$11.4B
$541K 0.04%
+6,421
New +$284K
DE icon
399
Deere & Co
DE
$165B
$538K 0.04%
4,970
+2,827
+132% +$968K
EOI
400
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$537K 0.04%
38,115
+4,489
+13% +$70.6K
14 15
16
17 18

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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.