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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
376
GE Aerospace
GE
$374B
$810K 0.05%
13,760
-862
-6% -$54.2K
IEF icon
377
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$803K 0.05%
7,653
+3,392
+80% +$390K
MU icon
378
Micron Technology
MU
$1.07T
$803K 0.05%
8,624
+245
+3% +$19.1K
VFC icon
379
VF Corp
VFC
$5.79B
$803K 0.05%
11,047
-195
-2% -$14.2K
WABC icon
380
Westamerica Bancorp
WABC
$1.39B
$803K 0.05%
13,908
+64
+0.5% +$3.61K
RPAR icon
381
RPAR Risk Parity ETF
RPAR
$583M
$793K 0.05%
31,629
+7,341
+30% +$184K
EBND icon
382
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$791K 0.05%
32,378
+359
+1% +$8.87K
AON icon
383
Aon
AON
$75.7B
$790K 0.05%
+1,508
New +$452K
DDOG icon
384
Datadog
DDOG
$90.6B
$777K 0.05%
4,365
-175
-4% -$29.7K
KHC icon
385
Kraft Heinz
KHC
$30.1B
$772K 0.05%
21,490
-878
-4% -$31.6K
THC icon
386
Tenet Healthcare
THC
$21.5B
$772K 0.05%
+7,645
New +$559K
BCX icon
387
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$766K 0.05%
81,926
-815
-1% -$7.61K
IGIB icon
388
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$763K 0.05%
12,870
-70
-0.5% -$4.17K
UPBD icon
389
Upbound Group
UPBD
$1.15B
$762K 0.05%
+4,572
New +$229K
LPLA icon
390
LPL Financial
LPLA
$29.5B
$761K 0.05%
4,756
-4,499
-49% -$743K
PKW icon
391
Invesco BuyBack Achievers ETF
PKW
$1.8B
$757K 0.05%
7,849
-2,093
-21% -$199K
XSLV icon
392
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$754K 0.05%
14,470
-75
-0.5% -$3.76K
RDS.A
393
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$746K 0.05%
17,184
-1,066
-6% -$48.1K
ADBE icon
394
Adobe
ADBE
$108B
$743K 0.05%
1,311
-397
-23% -$248K
DAL icon
395
Delta Air Lines
DAL
$60B
$743K 0.05%
16,555
-1,315
-7% -$52.6K
CNI icon
396
Canadian National Railway
CNI
$77.2B
$741K 0.05%
5,460
+784
+17% +$99.3K
PINS icon
397
Pinterest
PINS
$13.2B
$739K 0.05%
20,348
-20
-0.1% -$889
MDY icon
398
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$732K 0.05%
1,413
+8
+0.6% +$4.07K
PCAR icon
399
PACCAR
PCAR
$68.8B
$731K 0.05%
12,402
-4,836
-28% -$280K
SRVR icon
400
Pacer Data & Infrastructure Real Estate ETF
SRVR
$389M
$723K 0.05%
16,700
+248
+2% +$10.1K
14 15
16
17 18

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.