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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
376
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$776K 0.05%
18,727
-31
-0.2% -$1.3K
IWY icon
377
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$776K 0.05%
5,082
+1,069
+27% +$169K
IYW icon
378
iShares US Technology ETF
IYW
$25.7B
$774K 0.05%
17,358
+13,031
+301% +$1.36M
WM icon
379
Waste Management
WM
$89.6B
$770K 0.05%
5,159
-276
-5% -$41.3K
D icon
380
Dominion Energy
D
$60.3B
$763K 0.05%
10,437
-252
-2% -$19.2K
DAL icon
381
Delta Air Lines
DAL
$60B
$761K 0.05%
17,870
-14,342
-45% -$586K
IQSU icon
382
IQ Candriam US Large Cap Equity ETF
IQSU
$342M
$753K 0.05%
20,272
+1,117
+6% +$42.7K
VFC icon
383
VF Corp
VFC
$5.79B
$753K 0.05%
11,242
+745
+7% +$57.2K
AMRN
384
Amarin Corp
AMRN
$299M
$752K 0.05%
7,372
-27
-0.4% -$2.65K
CB icon
385
Chubb
CB
$133B
$750K 0.05%
4,319
+645
+18% +$113K
EWX icon
386
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
$741K 0.05%
+12,630
New +$758K
BCX icon
387
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$739K 0.05%
82,741
-5,867
-7% -$53.7K
PRU icon
388
Prudential Financial
PRU
$43B
$733K 0.05%
6,970
+217
+3% +$22.4K
MDT icon
389
Medtronic
MDT
$116B
$726K 0.05%
5,793
+177
+3% +$22.9K
XMMO icon
390
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$725K 0.05%
8,611
+508
+6% +$43.5K
RIG icon
391
Transocean
RIG
$6.39B
$718K 0.05%
14,687
-19,431
-57% -$70.7K
ADRE
392
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$718K 0.05%
14,842
+1
+0% +$52
DTM icon
393
DT Midstream
DTM
$13.8B
$701K 0.05%
+4,458
New +$195K
RTX icon
394
RTX Corp
RTX
$297B
$696K 0.05%
8,241
-2,102
-20% -$180K
IGHG icon
395
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$693K 0.05%
9,168
+24
+0.3% +$1.81K
SUB icon
396
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$687K 0.05%
6,384
+2,341
+58% +$252K
XSLV icon
397
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$685K 0.05%
14,545
-120
-0.8% -$5.69K
EMQQ icon
398
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$680K 0.05%
13,703
-2,845
-17% -$153K
LAC
399
DELISTED
Lithium Americas Corp. Common Shares
LAC
$676K 0.05%
30,279
-32,483
-52% -$571K
BLK icon
400
Blackrock
BLK
$183B
$675K 0.05%
805
-160
-17% -$143K
14 15
16
17 18

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.