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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
376
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$789K 0.06%
22,423
-621,523
-97% -$19.2M
SYK icon
377
Stryker
SYK
$131B
$789K 0.06%
3,240
-129
-4% -$30.9K
SH icon
378
ProShares Short S&P500
SH
$839M
$786K 0.06%
11,725
+3,147
+37% +$218K
IGR
379
CBRE Global Real Estate Income Fund
IGR
$715M
$780K 0.06%
99,942
+1,819
+2% +$13.2K
XSLV icon
380
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
$780K 0.06%
16,998
-10,133
-37% -$450K
GMF icon
381
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$779K 0.06%
5,932
+764
+15% +$104K
LLY icon
382
Eli Lilly
LLY
$1.08T
$775K 0.05%
4,207
-154
-4% -$30.1K
IWP icon
383
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$768K 0.05%
7,529
+1,699
+29% +$178K
SLYV icon
384
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$759K 0.05%
9,253
+305
+3% +$23.5K
MELI icon
385
Mercado Libre
MELI
$92.7B
$754K 0.05%
512
+166
+48% +$282K
FPE icon
386
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$748K 0.05%
36,522
-13,906
-28% -$281K
SHYG icon
387
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$748K 0.05%
16,326
-230
-1% -$10.5K
GRWG icon
388
GrowGeneration
GRWG
$108M
$746K 0.05%
12,602
-21,143
-63% -$1.05M
RDS.A
389
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$743K 0.05%
18,940
-836
-4% -$33.7K
IYW icon
390
iShares US Technology ETF
IYW
$25.7B
$736K 0.05%
18,440
+15,546
+537% +$1.36M
IGHG icon
391
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$735K 0.05%
9,531
-1,508
-14% -$114K
NVAX icon
392
PUT
Novavax
NVAX
$1.34B
$733K 0.05%
+10,361
New +$2.06M
KXI icon
393
iShares Global Consumer Staples ETF
KXI
$1.07B
$730K 0.05%
11,126
-329
-3% -$18.7K
FIW icon
394
First Trust Water ETF
FIW
$1.92B
$729K 0.05%
+9,324
New +$708K
PPLT
395
abrdn Physical Platinum Shares ETF
PPLT
$2B
$729K 0.05%
+23,680
New +$257K
SPDV icon
396
AAM S&P 500 High Dividend Value ETF
SPDV
$104M
$726K 0.05%
25,061
-18,626
-43% -$507K
IVZ icon
397
Invesco
IVZ
$14.3B
$724K 0.05%
28,716
-34,928
-55% -$783K
MAV
398
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$716K 0.05%
60,571
-471
-0.8% -$5.54K
IGIB icon
399
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$715K 0.05%
12,082
-27,256
-69% -$1.65M
ITOT icon
400
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$705K 0.05%
7,739
-7,097
-48% -$637K
14 15
16
17 18

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.