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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
376
Southern Company
SO
$107B
$701K 0.05%
11,416
+211
+2% +$12.7K
RDS.A
377
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$695K 0.05%
19,776
+11,374
+135% +$355K
PENN icon
378
PENN Entertainment
PENN
$2.53B
$693K 0.05%
8,019
+367
+5% +$26.2K
FPX icon
379
First Trust US Equity Opportunities ETF
FPX
$1.55B
$688K 0.05%
5,814
-2,256
-28% -$244K
ACWV icon
380
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$683K 0.05%
7,295
-3,157
-30% -$298K
IGF icon
381
iShares Global Infrastructure ETF
IGF
$10.7B
$681K 0.05%
15,590
-701
-4% -$29.4K
CHGG icon
382
Chegg
CHGG
$89.3M
$678K 0.05%
+7,505
New +$596K
FNY icon
383
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$676K 0.05%
10,431
-543
-5% -$32.3K
IGR
384
CBRE Global Real Estate Income Fund
IGR
$715M
$675K 0.05%
98,123
-7,682
-7% -$48.8K
QCLN icon
385
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$667K 0.05%
+9,044
New +$515K
GMF icon
386
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$658K 0.05%
5,168
-61
-1% -$7.35K
FXN icon
387
First Trust Energy AlphaDEX Fund
FXN
$387M
$651K 0.04%
82,154
-16,498
-17% -$113K
PZZA icon
388
Papa John's
PZZA
$804M
$651K 0.04%
7,676
+79
+1% +$6.46K
WM icon
389
Waste Management
WM
$89.6B
$645K 0.04%
5,475
+402
+8% +$46.9K
FUMB icon
390
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$644K 0.04%
31,909
+14,069
+79% +$284K
SPIB icon
391
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$643K 0.04%
16,885
-352
-2% -$13K
DON icon
392
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$639K 0.04%
18,332
-3,684
-17% -$120K
FV icon
393
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$634K 0.04%
15,560
-567
-4% -$21.3K
IGV icon
394
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$631K 0.04%
29,845
+24,855
+498% +$1.65M
HYS icon
395
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$625K 0.04%
+6,174
New +$593K
RWJ icon
396
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$625K 0.04%
+23,136
New +$557K
XMMO icon
397
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$625K 0.04%
7,981
+1,826
+30% +$132K
LUV icon
398
Southwest Airlines
LUV
$22B
$623K 0.04%
13,364
+1,699
+15% +$73.6K
RSPM icon
399
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$623K 0.04%
22,330
-495
-2% -$12.9K
RMT
400
Royce Micro-Cap Trust
RMT
$780M
$619K 0.04%
61,137
-39,717
-39% -$356K
14 15
16
17 18

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.