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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTEU icon
376
Pacer Trendpilot European Index ETF
PTEU
$38.3M
$508K 0.04%
22,698
-54,897
-71% -$1.28M
VLUE icon
377
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$508K 0.04%
+6,880
New +$511K
GIS icon
378
General Mills
GIS
$20.8B
$499K 0.04%
8,099
+1,868
+30% +$117K
IWY icon
379
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$499K 0.04%
4,111
+452
+12% +$53.2K
TSLX icon
380
Sixth Street Specialty
TSLX
$1.82B
$498K 0.04%
28,935
-2,910
-9% -$49.8K
SCHP icon
381
Schwab US TIPS ETF
SCHP
$16.2B
$497K 0.04%
16,144
-390
-2% -$11.9K
PM icon
382
Philip Morris
PM
$294B
$496K 0.04%
6,621
+1,603
+32% +$124K
IXUS icon
383
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$485K 0.04%
8,329
-23,986
-74% -$1.4M
SPGI icon
384
S&P Global
SPGI
$125B
$482K 0.04%
1,336
+692
+107% +$244K
IWV icon
385
iShares Russell 3000 ETF
IWV
$20.6B
$465K 0.04%
3,801
+2,405
+172% +$465K
LULU icon
386
lululemon athletica
LULU
$13.6B
$464K 0.04%
1,408
+508
+56% +$170K
FMHI icon
387
First Trust Municipal High Income ETF
FMHI
$1.01B
$463K 0.04%
8,947
+14
+0.2% +$725
SLYV icon
388
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$463K 0.04%
9,238
+362
+4% +$18.6K
MO icon
389
Altria Group
MO
$109B
$459K 0.04%
11,883
+570
+5% +$23.7K
FEX icon
390
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$457K 0.04%
7,231
-1,660
-19% -$104K
PPG icon
391
PPG Industries
PPG
$25.5B
$453K 0.04%
3,712
+1,793
+93% +$210K
IGM icon
392
iShares Expanded Tech Sector ETF
IGM
$10.9B
$451K 0.04%
8,760
-1,518
-15% -$76.6K
FCAL icon
393
First Trust California Municipal High income ETF
FCAL
$221M
$442K 0.04%
8,364
+949
+13% +$50.2K
GIGB icon
394
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
$442K 0.04%
8,019
– –
PRFZ icon
395
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$442K 0.04%
18,860
– –
ARKW icon
396
ARK Web x.0 ETF
ARKW
$1.82B
$440K 0.04%
4,054
-74
-2% -$7.49K
MDY icon
397
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$440K 0.04%
1,300
+296
+29% +$101K
RWR icon
398
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$439K 0.04%
+5,639
New +$449K
LUV icon
399
Southwest Airlines
LUV
$22B
$437K 0.04%
11,665
-2,745
-19% -$97.5K
IEI icon
400
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$435K 0.04%
3,254
-4,220
-56% -$564K
14 15
16
17 18

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.