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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAV
376
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$273K 0.04%
8,230
+350
+4% +$13.9K
BRK.A icon
377
Berkshire Hathaway Class A
BRK.A
$1.09T
$272K 0.04%
1
– –
GAA icon
378
Cambria Global Asset Allocation ETF
GAA
$74M
$268K 0.04%
11,851
-250
-2% -$6.58K
ENB icon
379
Enbridge
ENB
$112B
$266K 0.04%
9,146
+452
+5% +$16.8K
CCL icon
380
Carnival Corporation Ltd
CCL
$38.8B
$265K 0.04%
+20,148
New +$717K
IEP icon
381
Icahn Enterprises
IEP
$5.36B
$265K 0.04%
5,456
-150
-3% -$9.07K
EMQQ icon
382
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$267M
$261K 0.04%
8,284
+1,167
+16% +$41K
VNLA icon
383
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$261K 0.04%
5,300
– –
ES icon
384
Eversource Energy
ES
$27.2B
$260K 0.04%
3,323
-25
-0.7% -$2.19K
AMAT icon
385
Applied Materials
AMAT
$442B
$259K 0.04%
5,644
+968
+21% +$55.6K
JD icon
386
JD.com
JD
$39.7B
$256K 0.04%
6,314
-4,880
-44% -$195K
IXUS icon
387
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$255K 0.04%
5,425
-7
-0.1% -$395
REI icon
388
Ring Energy
REI
$347M
$254K 0.04%
385,884
-102,525
-21% -$182K
BSCK
389
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$253K 0.04%
+12,027
New +$255K
ILMN icon
390
Illumina
ILMN
$28.9B
$249K 0.04%
937
-20
-2% -$5.59K
ROK icon
391
Rockwell Automation
ROK
$49.6B
$249K 0.04%
1,650
+203
+14% +$37.6K
DUK icon
392
Duke Energy
DUK
$96.8B
$248K 0.04%
3,069
-132
-4% -$12.1K
AOA icon
393
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$247K 0.04%
5,204
+645
+14% +$35.3K
EEMV icon
394
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$246K 0.04%
5,232
-260
-5% -$14K
FSLY icon
395
Fastly Inc
FSLY
$4.55B
$245K 0.04%
+12,882
New +$266K
FTA icon
396
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$244K 0.03%
6,629
-7,503
-53% -$373K
ICE icon
397
Intercontinental Exchange
ICE
$85.9B
$244K 0.03%
3,025
+453
+18% +$41K
AMRN
398
Amarin Corp
AMRN
$299M
$243K 0.03%
3,035
+485
+19% +$161K
TJX icon
399
TJX Companies
TJX
$169B
$243K 0.03%
5,075
+387
+8% +$22.3K
DIA icon
400
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$241K 0.03%
1,103
-13,460
-92% -$3.58M
14 15
16
17 18

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.