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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
376
OGE Energy
OGE
$9.69B
$244K 0.03%
6,221
+102
+2% +$3.92K
GOVT icon
377
iShares US Treasury Bond ETF
GOVT
$43.8B
$242K 0.03%
9,808
-745
-7% -$18.1K
WTV icon
378
WisdomTree US Value Fund
WTV
$3.4B
$242K 0.03%
6,514
-1,460
-18% -$58.5K
BRSP
379
BrightSpire Capital
BRSP
$633M
$240K 0.03%
15,225
-2,070
-12% -$39.4K
ES icon
380
Eversource Energy
ES
$27.2B
$240K 0.03%
3,697
+61
+2% +$3.98K
MDYG icon
381
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$238K 0.03%
5,201
-2,987
-36% -$150K
SAIL
382
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$238K 0.03%
10,150
+200
+2% +$5.13K
GBCI icon
383
Glacier Bancorp
GBCI
$6.5B
$234K 0.03%
5,905
– –
RODM icon
384
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$234K 0.03%
+9,089
New +$245K
UPWK icon
385
Upwork
UPWK
$1.09B
$232K 0.03%
+12,825
New +$238K
IWR icon
386
iShares Russell Mid-Cap ETF
IWR
$58.3B
$231K 0.03%
4,974
+350
+8% +$17.7K
PID icon
387
Invesco International Dividend Achievers ETF
PID
$917M
$231K 0.03%
16,374
-5,277
-24% -$78.9K
LOW icon
388
Lowe's Companies
LOW
$122B
$229K 0.03%
2,480
-755
-23% -$72.8K
KMI icon
389
Kinder Morgan
KMI
$71.5B
$226K 0.03%
14,678
-1,854
-11% -$31.4K
BIP icon
390
Brookfield Infrastructure Partners
BIP
$18.4B
$225K 0.03%
10,925
+119
+1% +$2.71K
FMB icon
391
First Trust Managed Municipal ETF
FMB
$2.07B
$219K 0.03%
+4,170
New +$217K
FNX icon
392
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$218K 0.03%
3,777
-2,694
-42% -$172K
WY icon
393
Weyerhaeuser
WY
$17.9B
$218K 0.03%
9,980
-4,642
-32% -$124K
IYE icon
394
iShares US Energy ETF
IYE
$1.8B
$216K 0.03%
6,919
+182
+3% +$6.69K
WFC.PRL icon
395
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$215K 0.03%
170
– –
SBAC icon
396
SBA Communications
SBAC
$19.8B
$214K 0.03%
1,322
+39
+3% +$6.35K
BIDU icon
397
Baidu
BIDU
$35.6B
$213K 0.03%
1,342
+28
+2% +$5.22K
IZRL icon
398
ARK Israel Innovative Technology ETF
IZRL
$141M
$213K 0.03%
11,450
-250
-2% -$5.12K
NUV icon
399
Nuveen Municipal Value Fund
NUV
$1.9B
$213K 0.03%
22,910
– –
RQI icon
400
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$211K 0.03%
20,378
+2,000
+11% +$22.8K
14 15
16
17 18

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WAM
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KAH
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.