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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
(+8.5%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
12.66%
Top 10 Holdings %
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America Series L
BAC.PRL
|
+$87.5M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$10.8M |
| 3 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.38M |
| 4 |
SPDR Gold Trust
GLD
|
+$5.65M |
| 5 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$4.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$8.12M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.04M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$2.9M |
| 4 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$2.68M |
| 5 |
LDRS
Innovator IBD ETF Leaders ETF
LDRS
|
+$2.65M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.52% |
| 2 | Consumer Discretionary | 3.71% |
| 3 | Industrials | 3.07% |
| 4 | Financials | 2.83% |
| 5 | Communication Services | 2.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EFR
376
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
| $317K | 0.04% |
22,543
-1,044
| -4% | -$14.8K |
|
377
Medtronic
MDT
$116B
| $317K | 0.04% |
3,224
-5
| -0.2% | -$462 |
|
378
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
| $315K | 0.04% |
6,838
-283
| -4% | -$13K |
|
|
ANDV
379
DELISTED
Andeavor
ANDV
| $314K | 0.04% |
2,044
-4,357
| -68% | -$643K |
|
380
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
| $311K | 0.03% |
5,763
-1,242
| -18% | -$67.5K |
|
381
iShares Core Universal USD Bond ETF
IUSB
$43.3B
| $311K | 0.03% |
6,329
-353
| -5% | -$17.4K |
|
|
CELG
382
DELISTED
Celgene Corp
CELG
| $310K | 0.03% |
+3,463
| New | +$306K |
|
383
Texas Instruments
TXN
$253B
| $309K | 0.03% |
2,882
+370
| +15% | +$41.2K |
|
384
General Mills
GIS
$20.6B
| $306K | 0.03% |
7,131
+1,284
| +22% | +$58.1K |
|
385
iShares US Medical Devices ETF
IHI
$3.46B
| $306K | 0.03% |
8,064
-10,692
| -57% | -$380K |
|
386
Invesco Municipal Opportunity Trust
VMO
$664M
| $304K | 0.03% |
26,575
+2,200
| +9% | +$25.9K |
|
387
CSX Corp
CSX
$93.7B
| $303K | 0.03% |
12,279
+495
| +4% | +$11.8K |
|
388
Norfolk Southern
NSC
$76B
| $303K | 0.03% |
+1,682
| New | +$287K |
|
389
Baidu
BIDU
$35.4B
| $300K | 0.03% |
1,314
+214
| +19% | +$50.3K |
|
390
Oracle
ORCL
$444B
| $299K | 0.03% |
5,799
+545
| +10% | +$26.5K |
|
391
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
| $297K | 0.03% |
+6,222
| New | +$297K |
|
|
NVO
392
Novo Nordisk
NVO
$202B
| $297K | 0.03% |
12,606
+156
| +1% | +$3.81K |
|
393
Blackrock
BLK
$181B
| $295K | 0.03% |
625
-7
| -1% | -$3.4K |
|
394
Crown Castle
CCI
$32.2B
| $294K | 0.03% |
2,644
-203
| -7% | -$22.6K |
|
395
Halliburton
HAL
$27.5B
| $293K | 0.03% |
7,237
-1,871
| -21% | -$77.4K |
|
396
Kinder Morgan
KMI
$71.6B
| $293K | 0.03% |
16,532
-347
| -2% | -$6.2K |
|
397
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.05B
| $292K | 0.03% |
3,486
+440
| +14% | +$36.7K |
|
398
Royal Bank of Canada
RY
$298B
| $292K | 0.03% |
3,640
-1,863
| -34% | -$146K |
|
399
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
| $291K | 0.03% |
10,214
| – | – |
|
400
iShares MSCI Switzerland ETF
EWL
$2.23B
| $290K | 0.03% |
8,349
| – | – |
|
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review
As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.
- Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
- Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
- Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
- Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
- Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
- Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.
Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.