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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVAL icon
351
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$735K 0.05%
18,155
-1,836
-9% -$68.7K
GRMN
352
Garmin
GRMN
$60.2B
$715K 0.05%
5,564
+410
+8% +$47.5K
TQQQ icon
353
ProShares UltraPro QQQ
TQQQ
$38.7B
$714K 0.05%
28,172
-200
-0.7% -$4.15K
DFS
354
DELISTED
Discover Financial Services
DFS
$710K 0.05%
6,317
+391
+7% +$36.1K
PBTP icon
355
Invesco 0-5 Yr US TIPS ETF
PBTP
$116M
$708K 0.05%
28,453
+11,196
+65% +$276K
BCX icon
356
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$706K 0.05%
79,477
+4,537
+6% +$40K
DOCU
357
DocuSign
DOCU
$12.2B
$704K 0.05%
11,845
-780
-6% -$35.8K
VEU icon
358
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$704K 0.05%
12,517
-790
-6% -$41.9K
EMXC icon
359
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.7B
$699K 0.05%
+12,617
New +$650K
WM icon
360
Waste Management
WM
$89.6B
$696K 0.05%
3,885
+4
+0.1% +$671
MLPA icon
361
Global X MLP ETF
MLPA
$2.28B
$694K 0.05%
15,668
+2,428
+18% +$108K
XSHQ icon
362
Invesco S&P SmallCap Quality ETF
XSHQ
$323M
$694K 0.05%
17,403
+3,112
+22% +$113K
VGK icon
363
Vanguard FTSE Europe ETF
VGK
$31.1B
$691K 0.05%
15,566
+230
+1% +$13.8K
HTAB icon
364
Hartford Schroders Tax-Aware Bond ETF
HTAB
$291M
$690K 0.05%
34,922
-38,217
-52% -$716K
DBMF icon
365
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
$685K 0.04%
26,579
-28,760
-52% -$798K
TSCO icon
366
Tractor Supply
TSCO
$18.8B
$673K 0.04%
15,660
+415
+3% +$17K
AMAT icon
367
Applied Materials
AMAT
$424B
$671K 0.04%
4,141
+1,610
+64% +$237K
MMM icon
368
3M
MMM
$94.2B
$665K 0.04%
7,272
-430
-6% -$34.5K
GILD icon
369
Gilead Sciences
GILD
$171B
$664K 0.04%
8,191
+308
+4% +$24K
FRI icon
370
First Trust S&P REIT Index Fund
FRI
$204M
$663K 0.04%
25,264
-5,730
-18% -$136K
TFC icon
371
Truist Financial
TFC
$64.7B
$663K 0.04%
17,955
+793
+5% +$24.9K
NTG
372
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$656K 0.04%
18,885
-627
-3% -$21.3K
XLB icon
373
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$652K 0.04%
15,252
-798
-5% -$31.9K
BDJ icon
374
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$652K 0.04%
84,761
+12,471
+17% +$93.9K
KNG icon
375
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
$643K 0.04%
+12,450
New +$615K
13 14
15
16 17

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.