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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
351
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$667K 0.05%
19,512
+1,244
+7% +$43.8K
FSMB icon
352
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$664K 0.05%
34,255
-2,213
-6% -$43.5K
RACE icon
353
Ferrari
RACE
$72.5B
$664K 0.05%
2,243
-84
-4% -$26.1K
SPGI icon
354
S&P Global
SPGI
$125B
$661K 0.05%
1,810
-104
-5% -$40.9K
BAR icon
355
GraniteShares Gold Shares
BAR
$1.46B
$661K 0.05%
36,143
+3,896
+12% +$74.3K
VTEB icon
356
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$647K 0.05%
13,454
+1,674
+14% +$82.9K
VGK icon
357
Vanguard FTSE Europe ETF
VGK
$31.1B
$644K 0.05%
+15,336
New +$934K
COP icon
358
ConocoPhillips
COP
$150B
$641K 0.05%
5,347
+670
+14% +$77.8K
DUK icon
359
Duke Energy
DUK
$97.1B
$639K 0.05%
7,236
-317
-4% -$29.1K
DGRW icon
360
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$632K 0.05%
9,962
+337
+4% +$22.4K
GIS icon
361
General Mills
GIS
$20.8B
$630K 0.05%
9,852
+1,008
+11% +$71.2K
XLB icon
362
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$630K 0.05%
16,050
-136
-0.8% -$5.58K
TSCO icon
363
Tractor Supply
TSCO
$18.8B
$619K 0.04%
15,245
+175
+1% +$7.58K
ASG
364
Liberty All-Star Growth Fund
ASG
$349M
$618K 0.04%
125,000
– –
PFXF icon
365
VanEck Preferred Securities ex Financials ETF
PFXF
$2.49B
$615K 0.04%
+22,870
New +$394K
MMM icon
366
3M
MMM
$94.2B
$603K 0.04%
7,702
+634
+9% +$54.4K
TSM icon
367
TSMC
TSM
$2.23T
$599K 0.04%
6,895
+707
+11% +$66.9K
EPD icon
368
Enterprise Products Partners
EPD
$82.1B
$599K 0.04%
21,886
+2,742
+14% +$73.3K
LGOV icon
369
First Trust Long Duration Opportunities ETF
LGOV
$625M
$598K 0.04%
29,506
+1,206
+4% +$25.8K
ONEY icon
370
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$598K 0.04%
6,538
+173
+3% +$16.7K
MDLZ icon
371
Mondelez International
MDLZ
$81.1B
$597K 0.04%
8,596
+17
+0.2% +$1.23K
WABC icon
372
Westamerica Bancorp
WABC
$1.39B
$593K 0.04%
13,703
+88
+0.6% +$3.93K
PRFZ icon
373
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.92B
$593K 0.04%
17,962
-483
-3% -$16.8K
WM icon
374
Waste Management
WM
$89.6B
$592K 0.04%
3,881
+65
+2% +$10.5K
OEF icon
375
iShares S&P 100 ETF
OEF
$20.6B
$591K 0.04%
5,312
+4,275
+412% +$891K
13 14
15
16 17

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.