We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMSI icon
351
Merit Medical Systems
MMSI
$5.4B
$760K 0.06%
+10,763
New +$718K
TGT icon
352
Target
TGT
$70.6B
$751K 0.06%
5,040
-105
-2% -$16.5K
AIRR icon
353
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$749K 0.06%
+16,985
New +$747K
FCAL icon
354
First Trust California Municipal High income ETF
FCAL
$221M
$748K 0.06%
15,459
+187
+1% +$8.92K
PCY icon
355
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$744K 0.06%
39,825
+6,476
+19% +$117K
TDIV icon
356
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$732K 0.05%
15,322
+794
+5% +$37.9K
SPBO icon
357
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$730K 0.05%
+25,730
New +$725K
EMB icon
358
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$728K 0.05%
8,612
+1,822
+27% +$151K
REET icon
359
iShares Global REIT ETF
REET
$5.08B
$728K 0.05%
32,073
+1,669
+5% +$37.2K
FEX icon
360
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$728K 0.05%
9,096
+360
+4% +$28.7K
CNP icon
361
CenterPoint Energy
CNP
$26.7B
$723K 0.05%
24,121
+7,503
+45% +$218K
XPO icon
362
XPO
XPO
$24.7B
$722K 0.05%
+21,690
New +$731K
XSVM icon
363
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$675M
$717K 0.05%
15,683
-14,763
-48% -$687K
XSD icon
364
State Street SPDR S&P Semiconductor ETF
XSD
$2.88B
$715K 0.05%
4,277
-4,359
-50% -$728K
IWY icon
365
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$713K 0.05%
5,919
+1,642
+38% +$204K
SPIB icon
366
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$701K 0.05%
22,037
+13,917
+171% +$440K
ZTS icon
367
Zoetis
ZTS
$31.3B
$701K 0.05%
4,782
+2,078
+77% +$307K
SECT icon
368
Main Sector Rotation ETF
SECT
$2.91B
$698K 0.05%
17,997
+1,360
+8% +$52.8K
ARKF icon
369
ARK Blockchain & Fintech Innovation ETF
ARKF
$782M
$696K 0.05%
48,780
-4,662
-9% -$72.2K
DON icon
370
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$694K 0.05%
16,878
+2,151
+15% +$89K
NVT icon
371
nVent Electric
NVT
$27.5B
$693K 0.05%
+18,027
New +$666K
MCHI icon
372
iShares MSCI China ETF
MCHI
$6.14B
$693K 0.05%
14,588
-585
-4% -$25.4K
CP icon
373
Canadian Pacific Kansas City
CP
$82.6B
$680K 0.05%
+9,115
New +$686K
LIN icon
374
Linde
LIN
$220B
$679K 0.05%
2,082
+736
+55% +$231K
RWR icon
375
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$679K 0.05%
7,789
-6
-0.1% -$526
13 14
15
16 17

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.