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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
351
iShares Russell 2000 Value ETF
IWN
$14.7B
$635K 0.05%
4,928
+14
+0.3% +$2.02K
TDIV icon
352
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$635K 0.05%
14,528
-1,618
-10% -$82.3K
ERF
353
DELISTED
Enerplus Corporation
ERF
$633K 0.05%
+26,138
New +$367K
FEX icon
354
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.64B
$631K 0.05%
8,736
+2,729
+45% +$217K
INO icon
355
Inovio Pharmaceuticals
INO
$93M
$628K 0.05%
+1,180
New +$30.2K
SMTC icon
356
Semtech
SMTC
$12.3B
$625K 0.05%
+6,087
New +$285K
TDOC icon
357
Teladoc Health
TDOC
$1.26B
$624K 0.05%
24,614
-300
-1% -$10.5K
GSEW icon
358
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.08B
$623K 0.05%
11,684
+2
+0% +$118
LOW icon
359
Lowe's Companies
LOW
$122B
$621K 0.05%
3,302
-370
-10% -$72.1K
FUMB icon
360
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$618K 0.05%
31,170
+7,248
+30% +$145K
IBD icon
361
Inspire Corporate Bond ETF
IBD
$491M
$614K 0.05%
27,137
-2,787
-9% -$65.4K
NFLX icon
362
Netflix
NFLX
$325B
$612K 0.05%
24,730
-4,370
-15% -$97.1K
PRMW
363
DELISTED
Primo Water Corporation
PRMW
$611K 0.05%
+1,581
New +$21.2K
PLD icon
364
Prologis
PLD
$134B
$608K 0.05%
6,044
-3,277
-35% -$406K
SRS icon
365
ProShares UltraShort Real Estate
SRS
$15.6M
$608K 0.05%
+1,937
New +$125K
DEM icon
366
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$604K 0.05%
+6,505
New +$236K
PPA icon
367
Invesco Aerospace & Defense ETF
PPA
$8.67B
$600K 0.05%
9,138
+662
+8% +$47.3K
QYLD icon
368
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$598K 0.05%
38,158
-502
-1% -$8.81K
LVHD icon
369
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
$592K 0.05%
+17,319
New +$658K
RTX icon
370
RTX Corp
RTX
$297B
$592K 0.05%
7,358
-3,313
-31% -$300K
DDOG icon
371
Datadog
DDOG
$91B
$591K 0.05%
8,455
+4,266
+102% +$430K
DWAS icon
372
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$452M
$591K 0.05%
+8,855
New +$650K
IWP icon
373
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$591K 0.05%
7,537
+143
+2% +$12.3K
SCHO icon
374
Schwab Short-Term US Treasury ETF
SCHO
$13B
$586K 0.05%
24,300
-2,000
-8% -$48.9K
XBI icon
375
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$585K 0.05%
9,456
+1,827
+24% +$154K
13 14
15
16 17

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.