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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BROS icon
351
Dutch Bros
BROS
$8.93B
$843K 0.06%
+19,462
New +$925K
SPEM icon
352
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$843K 0.06%
19,817
+522
+3% +$22.7K
RMD icon
353
ResMed
RMD
$32.9B
$842K 0.06%
3,193
+721
+29% +$197K
URA icon
354
Global X Uranium ETF
URA
$6.31B
$836K 0.06%
35,140
-13,430
-28% -$286K
UUP icon
355
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$835K 0.06%
30,166
+13,881
+85% +$346K
LOW icon
356
Lowe's Companies
LOW
$122B
$834K 0.06%
4,113
-433
-10% -$86.3K
KHC icon
357
Kraft Heinz
KHC
$30.1B
$823K 0.06%
22,368
+15,977
+250% +$602K
IWP icon
358
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$814K 0.06%
7,265
+912
+14% +$105K
RDS.A
359
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$814K 0.06%
18,250
-760
-4% -$30.7K
BP icon
360
BP
BP
$110B
$811K 0.05%
29,649
+757
+3% +$19K
EBND icon
361
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$810K 0.05%
32,019
-128
-0.4% -$3.33K
SLYV icon
362
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$810K 0.05%
9,882
+1,566
+19% +$129K
MGM icon
363
MGM Resorts International
MGM
$11.1B
$806K 0.05%
18,682
+551
+3% +$22.5K
PBW icon
364
Invesco WilderHill Clean Energy ETF
PBW
$461M
$806K 0.05%
10,436
+199
+2% +$16.3K
GMF icon
365
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$802K 0.05%
6,461
+491
+8% +$62.4K
QQQJ icon
366
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.19B
$793K 0.05%
24,008
+4,500
+23% +$153K
BLV icon
367
Vanguard Long-Term Bond ETF
BLV
$5.73B
$790K 0.05%
+7,716
New +$810K
SCHA icon
368
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$788K 0.05%
+31,492
New +$800K
AGNT
369
AGNT Inc
AGNT
$752M
$784K 0.05%
19,736
+2,090
+12% +$89.5K
TPHD icon
370
Timothy Plan High Dividend Stock ETF
TPHD
$371M
$784K 0.05%
26,758
+4,325
+19% +$131K
HUT
371
Hut 8
HUT
$10.2B
$782K 0.05%
15,510
+510
+3% +$17K
FTA icon
372
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$781K 0.05%
12,120
-417
-3% -$27.6K
GSEW icon
373
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$780K 0.05%
11,670
– –
WABC icon
374
Westamerica Bancorp
WABC
$1.39B
$779K 0.05%
13,844
+1
+0% +$56
IGIB icon
375
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$778K 0.05%
12,940
+3,833
+42% +$233K
13 14
15
16 17

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OCBV
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BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.