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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
351
General Mills
GIS
$20.8B
$871K 0.06%
14,198
-427
-3% -$24.6K
KEY icon
352
KeyCorp
KEY
$24.6B
$871K 0.06%
5,808
-47,551
-89% -$918K
PRNT icon
353
The 3D Printing ETF
PRNT
$65.5M
$871K 0.06%
+9,513
New +$382K
FXZ icon
354
First Trust Materials AlphaDEX Fund
FXZ
$385M
$866K 0.06%
15,708
-19,673
-56% -$1.02M
USHY icon
355
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$862K 0.06%
20,928
+1,651
+9% +$68K
PBW icon
356
Invesco WilderHill Clean Energy ETF
PBW
$461M
$860K 0.06%
+8,743
New +$999K
GDRX icon
357
CALL
GoodRx Holdings
GDRX
$1.27B
$858K 0.06%
19,087
+10,052
+111% +$452K
ABNB icon
358
Airbnb
ABNB
$111B
$855K 0.06%
4,546
+1,431
+46% +$265K
EBND icon
359
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$852K 0.06%
32,750
-1,139
-3% -$30.9K
ARKG icon
360
ARK Genomic Revolution ETF
ARKG
$1.78B
$847K 0.06%
9,553
+4,846
+103% +$481K
D icon
361
Dominion Energy
D
$60.3B
$845K 0.06%
11,120
-1,400
-11% -$102K
VKTX icon
362
Viking Therapeutics
VKTX
$3.84B
$837K 0.06%
+16,500
New +$116K
SPEM icon
363
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$836K 0.06%
19,105
+10,256
+116% +$458K
ADRE
364
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$835K 0.06%
14,838
-1,150
-7% -$69.3K
MBB icon
365
iShares MBS ETF
MBB
$39.2B
$833K 0.06%
7,683
+5,491
+251% +$601K
PENN icon
366
PENN Entertainment
PENN
$2.53B
$832K 0.06%
7,937
-82
-1% -$9.08K
SCHA icon
367
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$829K 0.06%
33,296
-5,880
-15% -$145K
XMMO icon
368
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$827K 0.06%
9,862
+1,881
+24% +$156K
SCHM icon
369
Schwab US Mid-Cap ETF
SCHM
$15.3B
$826K 0.06%
33,285
+1,074
+3% +$26.1K
IEF icon
370
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$825K 0.06%
7,306
+617
+9% +$71.9K
GH icon
371
Guardant Health
GH
$21.4B
$823K 0.06%
5,389
-335
-6% -$50.6K
AHT
372
Ashford Hospitality Trust
AHT
$20.2M
$812K 0.06%
+412
New +$126K
IWD icon
373
iShares Russell 1000 Value ETF
IWD
$84.3B
$812K 0.06%
5,360
+1,135
+27% +$164K
TDIV icon
374
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$800K 0.06%
14,815
+2
+0% +$104
VMBS icon
375
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$798K 0.06%
14,952
-7,562
-34% -$407K
13 14
15
16 17

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.