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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
351
Vanguard FTSE Pacific ETF
VPL
$8.65B
$791K 0.05%
+15,780
New +$1.16M
MAR icon
352
Marriott International
MAR
$91.9B
$789K 0.05%
5,978
+208
+4% +$23.8K
KHC icon
353
Kraft Heinz
KHC
$29.9B
$788K 0.05%
+22,726
New +$738K
SCHA icon
354
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$788K 0.05%
39,176
+6,664
+20% +$133K
FTLS icon
355
First Trust Long/Short Equity ETF
FTLS
$2.5B
$782K 0.05%
17,939
-1,693
-9% -$73.2K
PFF icon
356
iShares Preferred and Income Securities ETF
PFF
$13.3B
$779K 0.05%
19,622
-7,874
-29% -$294K
FNDE icon
357
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$778K 0.05%
15,734
+3,230
+26% +$84.2K
IAGG icon
358
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$764K 0.05%
+7,400
New +$413K
SHYG icon
359
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$761K 0.05%
16,556
-15,756
-49% -$704K
IDU icon
360
iShares US Utilities ETF
IDU
$1.38B
$760K 0.05%
+16,716
New +$1.3M
IWN icon
361
iShares Russell 2000 Value ETF
IWN
$14.7B
$749K 0.05%
5,856
-3
-0.1% -$354
MU icon
362
Micron Technology
MU
$1.08T
$740K 0.05%
9,853
+727
+8% +$43.8K
GH icon
363
Guardant Health
GH
$21.5B
$738K 0.05%
5,724
-225
-4% -$25.9K
LLY icon
364
Eli Lilly
LLY
$1.08T
$736K 0.05%
4,361
+171
+4% +$25.5K
VCSH icon
365
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$735K 0.05%
8,830
-154
-2% -$12.8K
TDIV icon
366
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$733K 0.05%
14,813
-1,043
-7% -$48.4K
SCHM icon
367
Schwab US Mid-Cap ETF
SCHM
$15.3B
$732K 0.05%
32,211
+10,098
+46% +$211K
KXI icon
368
iShares Global Consumer Staples ETF
KXI
$1.07B
$729K 0.05%
11,455
-1,280
-10% -$72.7K
TTD icon
369
Trade Desk
TTD
$6.84B
$727K 0.05%
9,070
+1,110
+14% +$83.8K
NVAX icon
370
Novavax
NVAX
$1.35B
$726K 0.05%
+1,293
New +$137K
USRT icon
371
iShares Core US REIT ETF
USRT
$4.63B
$726K 0.05%
+8,570
New +$400K
AMRN
372
Amarin Corp
AMRN
$299M
$721K 0.05%
7,372
-1,063
-13% -$102K
PTY icon
373
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$712K 0.05%
39,913
+9
+0% +$153
MAV
374
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$711K 0.05%
61,042
+992
+2% +$11.2K
EWY icon
375
iShares MSCI South Korea ETF
EWY
$27.6B
$703K 0.05%
8,157
-16,433
-67% -$1.22M
13 14
15
16 17

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.