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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
351
Invesco Ultra Short Duration ETF
GSY
$3.88B
$564K 0.05%
+11,163
New +$564K
MGK icon
352
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$564K 0.05%
15,230
+3,000
+25% +$108K
ISMD icon
353
Inspire Small/Mid Cap Impact ETF
ISMD
$346M
$560K 0.05%
24,657
+311
+1% +$7.3K
PENN icon
354
PENN Entertainment
PENN
$2.51B
$556K 0.05%
7,652
-1,081
-12% -$53K
SCHA icon
355
Schwab U.S Small- Cap ETF
SCHA
$23.5B
$556K 0.05%
32,512
+288
+0.9% +$4.96K
BBP icon
356
Virtus Biotech ETF
BBP
$106M
$555K 0.05%
11,645
– –
DUSA icon
357
Davis Select US Equity ETF
DUSA
$1.27B
$554K 0.05%
21,983
-2,250
-9% -$56.3K
FXN icon
358
First Trust Energy AlphaDEX Fund
FXN
$387M
$552K 0.05%
+98,652
New +$642K
IHI icon
359
iShares US Medical Devices ETF
IHI
$3.48B
$552K 0.05%
11,046
+624
+6% +$30.2K
FV icon
360
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$550K 0.05%
16,127
-13,901
-46% -$473K
G icon
361
Genpact
G
$5.8B
$549K 0.05%
14,100
– –
MDLZ icon
362
Mondelez International
MDLZ
$80.9B
$549K 0.05%
9,565
-1,955
-17% -$109K
AGNC icon
363
AGNC Investment
AGNC
$13B
$546K 0.05%
39,276
+5,546
+16% +$76.3K
DE icon
364
Deere & Co
DE
$165B
$543K 0.05%
2,451
+113
+5% +$21.8K
REET icon
365
iShares Global REIT ETF
REET
$5.08B
$537K 0.05%
25,515
-460
-2% -$9.84K
SHV icon
366
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$535K 0.05%
+2,035
New +$225K
MAR icon
367
Marriott International
MAR
$91.9B
$534K 0.05%
5,770
+2,990
+108% +$282K
RSPM icon
368
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$534K 0.05%
22,825
-775
-3% -$17.4K
SBAC icon
369
SBA Communications
SBAC
$19.8B
$531K 0.05%
1,666
+59
+4% +$18K
PCAR icon
370
PACCAR
PCAR
$68.7B
$528K 0.05%
9,288
+402
+5% +$22.5K
FFTY icon
371
CapForce IBD 50 ETF
FFTY
$80.6M
$527K 0.05%
14,150
+5,040
+55% +$186K
PWS icon
372
Pacer WealthShield ETF
PWS
$25.1M
$524K 0.04%
20,591
-860
-4% -$21.5K
PCY icon
373
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$518K 0.04%
19,102
+355
+2% +$9.81K
USHY icon
374
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$518K 0.04%
13,114
+923
+8% +$36.5K
TJX icon
375
TJX Companies
TJX
$170B
$515K 0.04%
9,261
+135
+1% +$7.28K
13 14
15
16 17

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WAM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.