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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
351
Moderna
MRNA
$25.2B
$304K 0.04%
+10,141
New +$233K
BNDX icon
352
Vanguard Total International Bond ETF
BNDX
$83B
$303K 0.04%
5,382
-4,609
-46% -$263K
VCLT icon
353
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$303K 0.04%
3,116
-1,470
-32% -$149K
USHY icon
354
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$301K 0.04%
8,473
+3,094
+58% +$122K
WTFC icon
355
Wintrust Financial
WTFC
$10.9B
$298K 0.04%
9,072
– –
IWD icon
356
iShares Russell 1000 Value ETF
IWD
$84.3B
$297K 0.04%
2,997
-298
-9% -$37.1K
MDY icon
357
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$296K 0.04%
1,126
-399
-26% -$135K
RCL icon
358
Royal Caribbean
RCL
$83.1B
$295K 0.04%
+9,145
New +$835K
LUV icon
359
Southwest Airlines
LUV
$22B
$293K 0.04%
8,227
+4,472
+119% +$222K
SRE icon
360
Sempra
SRE
$56.5B
$293K 0.04%
5,200
-204
-4% -$14.5K
VONV icon
361
Vanguard Russell 1000 Value ETF
VONV
$22B
$292K 0.04%
6,712
-180
-3% -$9.85K
PCAR icon
362
PACCAR
PCAR
$68.7B
$291K 0.04%
7,136
-976
-12% -$45.9K
EIX icon
363
Edison International
EIX
$27.2B
$287K 0.04%
5,247
+35
+0.7% +$2.43K
NOBL icon
364
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$285K 0.04%
9,886
-20,102
-67% -$701K
FNDE icon
365
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$284K 0.04%
13,801
+139
+1% +$3.64K
OEF icon
366
iShares S&P 100 ETF
OEF
$20.6B
$283K 0.04%
2,383
-621
-21% -$85.6K
XMMO icon
367
Invesco S&P MidCap Momentum ETF
XMMO
$7.6B
$283K 0.04%
+5,765
New +$337K
BOND icon
368
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$282K 0.04%
2,652
-96
-3% -$10.4K
GRMN
369
Garmin
GRMN
$60.4B
$282K 0.04%
3,760
-250
-6% -$22.6K
CMF icon
370
iShares California Muni Bond ETF
CMF
$4.63B
$281K 0.04%
4,639
-2,119
-31% -$130K
O icon
371
Realty Income
O
$59.7B
$280K 0.04%
5,796
-68
-1% -$4.74K
DHR icon
372
Danaher
DHR
$144B
$278K 0.04%
2,265
+185
+9% +$24.9K
ALK icon
373
Alaska Air
ALK
$5.31B
$277K 0.04%
9,736
+3,198
+49% +$174K
SHM icon
374
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$274K 0.04%
5,604
-564
-9% -$27.6K
EPD icon
375
Enterprise Products Partners
EPD
$82.1B
$273K 0.04%
19,094
-567
-3% -$13.2K
13 14
15
16 17

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.