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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSD icon
351
State Street SPDR S&P Semiconductor ETF
XSD
$2.92B
$326K 0.04%
4,156
+69
+2% +$5.12K
TOTL icon
352
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$321K 0.04%
6,641
-7,569
-53% -$361K
FMB icon
353
First Trust Managed Municipal ETF
FMB
$2.07B
$320K 0.04%
5,951
+1,781
+43% +$94.5K
EMHY icon
354
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
$319K 0.04%
6,828
– –
BLV icon
355
Vanguard Long-Term Bond ETF
BLV
$5.73B
$314K 0.04%
3,406
+22
+0.7% +$1.95K
NVO
356
Novo Nordisk
NVO
$201B
$310K 0.04%
11,838
-300
-2% -$7.37K
FNX icon
357
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$308K 0.04%
4,590
+813
+22% +$53.1K
RTN
358
DELISTED
Raytheon Company
RTN
$308K 0.04%
1,693
-16
-0.9% -$2.79K
EMLP icon
359
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$306K 0.04%
12,381
– –
TXN icon
360
Texas Instruments
TXN
$254B
$306K 0.04%
2,888
+91
+3% +$9.43K
DD icon
361
DuPont de Nemours
DD
$19.4B
$305K 0.04%
2,260
-176
-7% -$24.4K
SGOL icon
362
abrdn Physical Gold Shares ETF
SGOL
$7.44B
$305K 0.04%
24,550
– –
CWB icon
363
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.76B
$302K 0.04%
5,780
+9
+0.2% +$456
BRK.A icon
364
Berkshire Hathaway Class A
BRK.A
$1.08T
$301K 0.04%
1
– –
MOO icon
365
VanEck Agribusiness ETF
MOO
$971M
$299K 0.04%
4,795
-299
-6% -$18.3K
EWL icon
366
iShares MSCI Switzerland ETF
EWL
$2.22B
$295K 0.04%
8,349
– –
KRE icon
367
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$292K 0.04%
5,686
-42
-0.7% -$2.24K
SHM icon
368
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$290K 0.04%
5,979
+121
+2% +$5.84K
IGPT icon
369
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$286K 0.04%
+9,393
New +$266K
SAIL
370
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$284K 0.04%
9,875
-275
-3% -$7.83K
SOR
371
Source Capital
SOR
$381M
$283K 0.04%
7,867
-90
-1% -$3.17K
ENB icon
372
Enbridge
ENB
$112B
$279K 0.03%
+7,693
New +$277K
DEO icon
373
Diageo
DEO
$52.6B
$276K 0.03%
1,689
-30
-2% -$4.58K
IVOG icon
374
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$276K 0.03%
+4,070
New +$265K
WTV icon
375
WisdomTree US Value Fund
WTV
$3.37B
$276K 0.03%
6,516
+2
+0% +$83
13 14
15
16 17

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.