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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
(-18%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-7.44%
Top 10 Holdings %
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$9.45M |
| 2 |
AAM S&P 500 High Dividend Value ETF
SPDV
|
+$3.95M |
| 3 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$3.93M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.43M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$9.48M |
| 2 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$7.31M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$7.02M |
| 4 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.37M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$5.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.44% |
| 2 | Consumer Discretionary | 3.6% |
| 3 | Financials | 2.55% |
| 4 | Industrials | 2.32% |
| 5 | Communication Services | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Cigna
CI
$73.3B
| $276K | 0.04% |
+1,453
| New | +$303K |
|
352
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
| $276K | 0.04% |
5,768
-268
| -4% | -$14K |
|
353
VanEck High Yield Muni ETF
HYD
$4.41B
| $275K | 0.04% |
4,497
-9,549
| -68% | -$582K |
|
354
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
| $273K | 0.04% |
5,574
-99
| -2% | -$4.94K |
|
355
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
| $270K | 0.04% |
5,771
-1,240
| -18% | -$62.4K |
|
356
Booking.com
BKNG
$160B
| $269K | 0.04% |
3,900
-250
| -6% | -$18.3K |
|
357
Medtronic
MDT
$116B
| $269K | 0.04% |
2,955
-269
| -8% | -$25.1K |
|
358
Jacobs Solutions
J
$16.8B
| $268K | 0.04% |
5,542
+1
| +0% | +$57 |
|
359
State Street SPDR S&P Regional Banking ETF
KRE
$4.66B
| $268K | 0.04% |
5,728
-1,521
| -21% | -$81.3K |
|
360
Micron Technology
MU
$1.09T
| $267K | 0.04% |
8,390
-10,005
| -54% | -$379K |
|
361
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
| $266K | 0.04% |
12,381
-1,664
| -12% | -$38.2K |
|
362
General Mills
GIS
$20.7B
| $265K | 0.04% |
6,792
-339
| -5% | -$14.3K |
|
363
Public Storage
PSA
$61.2B
| $265K | 0.04% |
1,308
+218
| +20% | +$44.5K |
|
364
Texas Instruments
TXN
$252B
| $265K | 0.04% |
2,797
-85
| -3% | -$8.23K |
|
365
JD.com
JD
$39.4B
| $264K | 0.04% |
12,612
+2,170
| +21% | +$48.6K |
|
366
State Street SPDR S&P Semiconductor ETF
XSD
$2.91B
| $264K | 0.04% |
4,087
-2,611
| -39% | -$178K |
|
367
iShares MSCI Switzerland ETF
EWL
$2.22B
| $263K | 0.04% |
8,349
| – | – |
|
|
RTN
368
DELISTED
Raytheon Company
RTN
| $262K | 0.04% |
1,709
-792
| -32% | -$142K |
|
|
SOR
369
Source Capital
SOR
$380M
| $259K | 0.04% |
7,957
| – | – |
|
370
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.9B
| $258K | 0.04% |
11,006
+792
| +8% | +$19.8K |
|
371
Consolidated Edison
ED
$40B
| $257K | 0.04% |
3,368
-423
| -11% | -$33.1K |
|
372
Clorox
CLX
$12.8B
| $256K | 0.03% |
1,658
+55
| +3% | +$8.57K |
|
373
Sempra
SRE
$56.3B
| $256K | 0.03% |
4,740
| – | – |
|
374
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
| $249K | 0.03% |
7,586
-11,960
| -61% | -$441K |
|
375
Diageo
DEO
$52.8B
| $244K | 0.03% |
1,719
+9
| +0.5% | +$1.27K |
|
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review
As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.
- Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
- Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
- Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
- Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
- Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
- Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
- Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.