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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
351
PG&E
PCG
$37.7B
$350K 0.04%
7,616
-39
-0.5% -$1.74K
AET
352
DELISTED
Aetna Inc
AET
$348K 0.04%
1,717
+442
+35% +$86.4K
WTV icon
353
WisdomTree US Value Fund
WTV
$3.38B
$347K 0.04%
7,974
+972
+14% +$41.7K
ETN icon
354
Eaton
ETN
$178B
$346K 0.04%
3,985
+6
+0.2% +$491
SPLV icon
355
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$346K 0.04%
6,996
+2,033
+41% +$100K
SHM icon
356
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$343K 0.04%
7,194
+1
+0% +$48
SCHG icon
357
Schwab US Large-Cap Growth ETF
SCHG
$63B
$342K 0.04%
33,384
+8
+0% +$80
PID icon
358
Invesco International Dividend Achievers ETF
PID
$913M
$341K 0.04%
21,651
-873
-4% -$13.9K
SYK icon
359
Stryker
SYK
$131B
$341K 0.04%
1,921
-9
-0.5% -$1.54K
SAIL
360
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$338K 0.04%
9,950
+150
+2% +$4.37K
MOO icon
361
VanEck Agribusiness ETF
MOO
$969M
$337K 0.04%
5,120
– –
X
362
DELISTED
US Steel
X
$337K 0.04%
+11,050
New +$356K
USA icon
363
Liberty All-Star Equity Fund
USA
$1.88B
$336K 0.04%
49,366
+12,016
+32% +$79.9K
FEP icon
364
First Trust Europe AlphaDEX Fund
FEP
$534M
$334K 0.04%
8,727
+597
+7% +$23.1K
SLB icon
365
SLB Ltd
SLB
$77.1B
$333K 0.04%
5,460
-415
-7% -$26.7K
DAL icon
366
Delta Air Lines
DAL
$60.4B
$330K 0.04%
5,698
+324
+6% +$17.8K
EMLP icon
367
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$330K 0.04%
14,045
-2,170
-13% -$51.8K
BKNG icon
368
Booking.com
BKNG
$160B
$329K 0.04%
4,150
-25
-0.6% -$1.97K
IJT icon
369
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$329K 0.04%
3,260
– –
BOTZ icon
370
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
$328K 0.04%
14,342
+184
+1% +$4.11K
AMRN
371
Amarin Corp
AMRN
$300M
$325K 0.04%
1,000
+500
+100% +$37.8K
FDL icon
372
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.96B
$325K 0.04%
10,890
-1,554
-12% -$45.7K
FXH icon
373
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$323K 0.04%
3,804
-36
-0.9% -$2.88K
BRK.A icon
374
Berkshire Hathaway Class A
BRK.A
$1.09T
$320K 0.04%
1
– –
SOR
375
Source Capital
SOR
$383M
$320K 0.04%
7,957
+1,150
+17% +$46.3K
13 14
15
16 17

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.