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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXF icon
326
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$903K 0.05%
18,101
-26,573
-59% -$1.27M
ARKF icon
327
ARK Blockchain & Fintech Innovation ETF
ARKF
$782M
$903K 0.05%
29,766
-252
-0.8% -$6.94K
AJG icon
328
Arthur J. Gallagher & Co
AJG
$65B
$890K 0.05%
3,561
+90
+3% +$21.6K
SO icon
329
Southern Company
SO
$107B
$887K 0.05%
12,362
+285
+2% +$19.7K
ITOT icon
330
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$886K 0.05%
16,391
+12,311
+302% +$1.35M
JEPI icon
331
JPMorgan Equity Premium Income ETF
JEPI
$46.2B
$878K 0.05%
+12,522
New +$705K
SPMB icon
332
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$876K 0.05%
36,941
-12,326
-25% -$268K
IXUS icon
333
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$875K 0.05%
12,901
+612
+5% +$40K
VWOB icon
334
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$871K 0.05%
13,647
+398
+3% +$25K
UPS icon
335
United Parcel Service
UPS
$89.8B
$868K 0.05%
5,838
+97
+2% +$14.7K
DFS
336
DELISTED
Discover Financial Services
DFS
$856K 0.05%
6,530
+213
+3% +$24.4K
IEF icon
337
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$853K 0.05%
9,014
-67,386
-88% -$6.39M
AZN icon
338
AstraZeneca
AZN
$244B
$853K 0.05%
6,292
+7
+0.1% +$927
FXI icon
339
iShares China Large-Cap ETF
FXI
$4.16B
$849K 0.05%
+6,185
New +$143K
EOI
340
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$845K 0.05%
46,359
– –
CMF icon
341
iShares California Muni Bond ETF
CMF
$4.63B
$845K 0.05%
14,680
+278
+2% +$16K
LRCX icon
342
Lam Research
LRCX
$422B
$844K 0.05%
8,690
-950
-10% -$83.6K
ONEY icon
343
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$830K 0.05%
7,638
– –
HYLS icon
344
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$823K 0.05%
19,953
+6,705
+51% +$276K
SCHB icon
345
Schwab US Broad Market ETF
SCHB
$45.2B
$820K 0.05%
40,275
-15,504
-28% -$300K
WM icon
346
Waste Management
WM
$89.6B
$818K 0.05%
3,839
-46
-1% -$9.04K
GRMN
347
Garmin
GRMN
$60.2B
$817K 0.05%
5,489
-75
-1% -$9.89K
QVAL icon
348
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$816K 0.05%
18,166
+11
+0.1% +$456
PKW icon
349
Invesco BuyBack Achievers ETF
PKW
$1.8B
$810K 0.05%
7,486
– –
TSCO icon
350
Tractor Supply
TSCO
$18.8B
$805K 0.05%
15,370
-290
-2% -$13.9K
12 13
14
15 16

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.