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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
326
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$816K 0.05%
16,230
+2,556
+19% +$128K
TGT icon
327
Target
TGT
$70.6B
$816K 0.05%
5,731
-949
-14% -$116K
MELI icon
328
Mercado Libre
MELI
$92.7B
$816K 0.05%
519
+146
+39% +$207K
TEAM icon
329
Atlassian
TEAM
$42.1B
$813K 0.05%
3,420
+46
+1% +$9.03K
SPGI icon
330
S&P Global
SPGI
$125B
$813K 0.05%
1,845
+35
+2% +$13.8K
RACE icon
331
Ferrari
RACE
$72.5B
$805K 0.05%
2,383
+140
+6% +$46.7K
EEM icon
332
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$803K 0.05%
12,320
-43,521
-78% -$1.68M
VLO icon
333
Valero Energy
VLO
$98.7B
$800K 0.05%
6,154
+114
+2% +$14.5K
IXUS icon
334
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$798K 0.05%
12,289
+40
+0.3% +$2.45K
AJG icon
335
Arthur J. Gallagher & Co
AJG
$65B
$781K 0.05%
3,471
+86
+3% +$20.4K
WABC icon
336
Westamerica Bancorp
WABC
$1.39B
$778K 0.05%
13,784
+81
+0.6% +$4.01K
IOO icon
337
iShares Global 100 ETF
IOO
$9.46B
$774K 0.05%
9,618
+5,916
+160% +$452K
ONEY icon
338
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$681M
$769K 0.05%
7,638
+1,100
+17% +$102K
EOI
339
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$769K 0.05%
46,359
+1,164
+3% +$18.2K
UBER icon
340
Uber
UBER
$155B
$766K 0.05%
12,446
-284
-2% -$14.9K
BAR icon
341
GraniteShares Gold Shares
BAR
$1.46B
$765K 0.05%
37,503
+1,360
+4% +$26.6K
DUK icon
342
Duke Energy
DUK
$97.1B
$762K 0.05%
7,852
+616
+9% +$56K
TSM icon
343
TSMC
TSM
$2.23T
$761K 0.05%
7,318
+423
+6% +$40.3K
MNST icon
344
Monster Beverage
MNST
$91.4B
$760K 0.05%
26,378
+8,408
+47% +$225K
LRCX icon
345
Lam Research
LRCX
$422B
$755K 0.05%
9,640
+360
+4% +$24.5K
GSEW icon
346
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$751K 0.05%
11,204
– –
CCI icon
347
Crown Castle
CCI
$32.2B
$742K 0.05%
6,440
-1,221
-16% -$125K
PKW icon
348
Invesco BuyBack Achievers ETF
PKW
$1.8B
$741K 0.05%
7,486
– –
GS icon
349
Goldman Sachs
GS
$304B
$740K 0.05%
1,918
+130
+7% +$43.4K
OIH icon
350
VanEck Oil Services ETF
OIH
$1.95B
$735K 0.05%
+23,718
New +$7.61M
12 13
14
15 16

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.