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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
326
Palantir
PLTR
$430B
$747K 0.05%
46,660
+14,662
+46% +$234K
FLMI icon
327
Franklin Dynamic Municipal Bond ETF
FLMI
$2.37B
$746K 0.05%
32,524
+2,337
+8% +$55.2K
SUB icon
328
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$742K 0.05%
6,353
+3,569
+128% +$370K
QVAL icon
329
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$742K 0.05%
19,991
-228
-1% -$8.31K
TGT icon
330
Target
TGT
$70.6B
$739K 0.05%
6,680
+1,783
+36% +$226K
JGRO icon
331
JPMorgan Active Growth ETF
JGRO
$10.1B
$738K 0.05%
+13,699
New +$765K
IXUS icon
332
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$735K 0.05%
12,249
+1,870
+18% +$117K
MDYV icon
333
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$727K 0.05%
9,683
+5,703
+143% +$391K
SPTS icon
334
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$717K 0.05%
24,975
-62
-0.2% -$1.78K
EOI
335
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$716K 0.05%
45,195
-350
-0.8% -$5.75K
IBM icon
336
IBM
IBM
$223B
$710K 0.05%
5,060
-66
-1% -$9.39K
FRI icon
337
First Trust S&P REIT Index Fund
FRI
$204M
$708K 0.05%
30,994
+1,296
+4% +$31.8K
ARKF icon
338
ARK Blockchain & Fintech Innovation ETF
ARKF
$782M
$708K 0.05%
35,128
-1,447
-4% -$30.8K
CCI icon
339
Crown Castle
CCI
$32.2B
$705K 0.05%
7,661
-132
-2% -$13.7K
NTSX icon
340
WisdomTree US Efficient Core Fund
NTSX
$1.41B
$699K 0.05%
19,999
+429
+2% +$15.8K
FCAL icon
341
First Trust California Municipal High income ETF
FCAL
$221M
$697K 0.05%
14,754
+345
+2% +$16.7K
VEU icon
342
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$691K 0.05%
13,307
-23,623
-64% -$1.28M
VWOB icon
343
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$690K 0.05%
11,671
-318
-3% -$19.5K
BCX icon
344
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$690K 0.05%
74,940
-1,720
-2% -$16.1K
FDX icon
345
FedEx
FDX
$80.3B
$688K 0.05%
2,598
-53
-2% -$13.8K
JAAA icon
346
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$688K 0.05%
13,674
+5,869
+75% +$294K
FALN icon
347
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$686K 0.05%
24,729
-12,541
-34% -$316K
TEAM icon
348
Atlassian
TEAM
$42.1B
$680K 0.05%
3,374
+10
+0.3% +$1.9K
PKW icon
349
Invesco BuyBack Achievers ETF
PKW
$1.8B
$674K 0.05%
7,486
-54
-0.7% -$4.97K
GSEW icon
350
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$669K 0.05%
11,204
+4
+0% +$250
12 13
14
15 16

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.