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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
+$49.8M
Cap. Flow
-$16M
Cap. Flow %
-1.15%
Top 10 Hldgs %
18.88%
Holding
835
New
82
Increased
347
Reduced
278
Closed
91

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$7.77M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.28M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.74M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.61M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$4.25M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.5M
2
GLD icon
SPDR Gold Trust
GLD
+$15.1M
3
AMZN icon
Amazon
AMZN
+$12.8M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.87M
5
SLV icon
iShares Silver Trust
SLV
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 11.12%
2 Healthcare 2.86%
3 Industrials 2.55%
4 Financials 2.42%
5 Consumer Discretionary 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
326
Adobe
ADBE
$108B
$817K 0.06%
2,121
+528
+33% +$188K
FCAL icon
327
First Trust California Municipal High income ETF
FCAL
$221M
$815K 0.06%
16,550
+1,091
+7% +$53.6K
IBB icon
328
iShares Biotechnology ETF
IBB
$9.77B
$812K 0.06%
6,290
-557
-8% -$72.9K
ARKF icon
329
ARK Blockchain & Fintech Innovation ETF
ARKF
$783M
$800K 0.06%
42,522
-6,258
-13% -$110K
ALC icon
330
Alcon
ALC
$35.4B
$795K 0.06%
11,231
-94
-0.8% -$6.69K
SPMD icon
331
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$785K 0.06%
17,867
-108,214
-86% -$4.84M
IWY icon
332
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$781K 0.06%
5,623
-296
-5% -$38.4K
TDIV icon
333
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$781K 0.06%
14,439
-883
-6% -$45.3K
ITW icon
334
Illinois Tool Works
ITW
$82.8B
$777K 0.06%
3,191
-321
-9% -$74.9K
AVGO icon
335
Broadcom
AVGO
$1.99T
$774K 0.06%
12,070
+2,620
+28% +$158K
CB icon
336
Chubb
CB
$133B
$769K 0.06%
3,961
-43
-1% -$9.04K
VTIP icon
337
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$768K 0.06%
16,070
-23,430
-59% -$1.1M
DLN icon
338
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$764K 0.05%
12,358
+3,876
+46% +$241K
REET icon
339
iShares Global REIT ETF
REET
$5.08B
$764K 0.05%
33,313
+1,240
+4% +$29.3K
DON icon
340
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$762K 0.05%
18,593
+1,715
+10% +$72.9K
ZTS icon
341
Zoetis
ZTS
$31.2B
$762K 0.05%
4,577
-205
-4% -$33.6K
GIS icon
342
General Mills
GIS
$20.8B
$760K 0.05%
8,888
+931
+12% +$74.3K
SO icon
343
Southern Company
SO
$107B
$757K 0.05%
10,886
+16
+0.1% +$1.08K
HYLS icon
344
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$754K 0.05%
18,967
+1,609
+9% +$64.1K
ENB icon
345
Enbridge
ENB
$112B
$743K 0.05%
19,496
-1,025
-5% -$40.2K
LOW icon
346
Lowe's Companies
LOW
$122B
$742K 0.05%
3,713
-104
-3% -$21.1K
FRI icon
347
First Trust S&P REIT Index Fund
FRI
$204M
$741K 0.05%
30,429
+3,687
+14% +$92.5K
CMCSA icon
348
Comcast
CMCSA
$93B
$739K 0.05%
19,497
+6,285
+48% +$238K
URA icon
349
PUT
Global X Uranium ETF
URA
$6.33B
$725K 0.05%
+36,376
New +$769K
LIT icon
350
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$724K 0.05%
11,428
-17,630
-61% -$1.14M
12 13
14
15 16

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Financial Advocates Investment Management held 835 positions worth $1.39B, up 3.7% from $1.34B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q1 2023 filing shows 82 new, 347 increased, 278 reduced and 91 closed positions. Its largest new stake was Tesla: 44,543 shares worth $9.24M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $38.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q1 2023 buy was Tesla: 44,543 shares worth $9.24M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $6.28M increase.
  • Financial Advocates Investment Management's biggest Q1 2023 reduction was iShares S&P Small-Cap 600 Value ETF, cutting an estimated $5.26M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $38.5M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q1 2023.
  • Financial Advocates Investment Management opened 82 new positions and closed 91 in Q1 2023.
  • Financial Advocates Investment Management's portfolio value rose 3.7% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2023, filed 11 May 2023.