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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
326
iShares Russell 1000 Value ETF
IWD
$84.3B
$830K 0.06%
7,260
+3,093
+74% +$463K
TRGP icon
327
Targa Resources
TRGP
$57.2B
$828K 0.06%
11,262
+4,957
+79% +$346K
QQQM icon
328
Invesco NASDAQ 100 ETF
QQQM
$104B
$827K 0.06%
7,553
-97
-1% -$11K
GMF icon
329
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$440M
$826K 0.06%
8,599
+1,042
+14% +$96.8K
FTXG icon
330
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.5M
$823K 0.06%
30,437
-75,215
-71% -$2.02M
TNK icon
331
Teekay Tankers
TNK
$2.9B
$822K 0.06%
26,664
+12,395
+87% +$394K
BROS icon
332
Dutch Bros
BROS
$8.93B
$820K 0.06%
29,095
-691
-2% -$22.9K
FXZ icon
333
First Trust Materials AlphaDEX Fund
FXZ
$385M
$817K 0.06%
+13,484
New +$807K
D icon
334
Dominion Energy
D
$60.3B
$805K 0.06%
13,123
+3,466
+36% +$218K
ENB icon
335
Enbridge
ENB
$112B
$802K 0.06%
20,521
+9,035
+79% +$353K
SGOL icon
336
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$799K 0.06%
45,752
+5,381
+13% +$89.2K
LVHD icon
337
Franklin US Low Volatility High Dividend Index ETF
LVHD
$630M
$799K 0.06%
21,003
+3,684
+21% +$136K
WABC icon
338
Westamerica Bancorp
WABC
$1.39B
$794K 0.06%
13,454
+60
+0.4% +$3.53K
BUFG icon
339
FT Vest Buffered Allocation Growth ETF
BUFG
$335M
$794K 0.06%
+44,197
New +$792K
ET icon
340
Energy Transfer Partners
ET
$71.5B
$785K 0.06%
66,139
+52,477
+384% +$629K
MMIT icon
341
IQ MacKay Municipal Intermediate ETF
MMIT
$1.48B
$785K 0.06%
32,515
-26,711
-45% -$636K
AMT icon
342
American Tower
AMT
$81.2B
$777K 0.06%
3,669
-719
-16% -$150K
SO icon
343
Southern Company
SO
$107B
$776K 0.06%
10,870
+1,306
+14% +$87.3K
IBB icon
344
iShares Biotechnology ETF
IBB
$9.77B
$776K 0.06%
6,847
+2,834
+71% +$366K
ALC icon
345
Alcon
ALC
$35.5B
$774K 0.06%
+11,325
New +$722K
ITW icon
346
Illinois Tool Works
ITW
$82.9B
$774K 0.06%
3,512
-5,793
-62% -$1.23M
LGLV icon
347
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$772K 0.06%
5,693
+2,658
+88% +$354K
FXR icon
348
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$771M
$766K 0.06%
+14,878
New +$758K
LOW icon
349
Lowe's Companies
LOW
$122B
$761K 0.06%
3,817
+515
+16% +$103K
BCX icon
350
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$760K 0.06%
76,239
-288
-0.4% -$2.73K
12 13
14
15 16

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WAM
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KAH
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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.