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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
326
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$702M
$711K 0.06%
15,935
+2,384
+18% +$117K
SECT icon
327
Main Sector Rotation ETF
SECT
$2.91B
$704K 0.06%
+16,637
New +$639K
FIW icon
328
First Trust Water ETF
FIW
$1.92B
$700K 0.06%
9,785
+620
+7% +$48.4K
WABC icon
329
Westamerica Bancorp
WABC
$1.39B
$700K 0.06%
13,394
+61
+0.5% +$3.48K
PWR icon
330
Quanta Services
PWR
$101B
$694K 0.06%
5,763
-548
-9% -$74.9K
MMM icon
331
3M
MMM
$94.2B
$690K 0.06%
7,462
+342
+5% +$37.5K
FTSL icon
332
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$684K 0.06%
6,932
+1,321
+24% +$59.6K
LMT icon
333
Lockheed Martin
LMT
$138B
$684K 0.06%
2,392
-147
-6% -$61.4K
AIVL icon
334
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$683K 0.06%
+1,645
New +$150K
DGRW icon
335
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$681K 0.06%
12,626
-8,771
-41% -$519K
TARA icon
336
Protara Therapeutics
TARA
$234M
$678K 0.06%
+6,187
New +$21K
FALN icon
337
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$677K 0.06%
27,606
-24,284
-47% -$611K
GMF icon
338
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$441M
$677K 0.06%
7,557
-38
-0.5% -$3.78K
ALLE icon
339
Allegion
ALLE
$14.2B
$667K 0.06%
+11,022
New +$1.09M
BCX icon
340
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$665K 0.05%
76,527
-2,400
-3% -$21.6K
D icon
341
Dominion Energy
D
$60.4B
$663K 0.05%
9,657
-2,971
-24% -$240K
FSMB icon
342
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$658K 0.05%
33,753
+8,973
+36% +$178K
RWR icon
343
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$657K 0.05%
7,795
-10,170
-57% -$992K
WM icon
344
Waste Management
WM
$89.8B
$650K 0.05%
4,055
+69
+2% +$11.4K
CRM icon
345
Salesforce
CRM
$165B
$647K 0.05%
4,496
-1,663
-27% -$282K
REET icon
346
iShares Global REIT ETF
REET
$5.08B
$647K 0.05%
30,404
+4,007
+15% +$98.7K
MCHI icon
347
iShares MSCI China ETF
MCHI
$6.14B
$646K 0.05%
15,173
+912
+6% +$45K
BLV icon
348
Vanguard Long-Term Bond ETF
BLV
$5.73B
$645K 0.05%
8,962
+903
+11% +$71.4K
SGOL icon
349
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$645K 0.05%
40,371
-2,193
-5% -$36.3K
THG icon
350
Hanover Insurance
THG
$7.76B
$637K 0.05%
+2,541
New +$343K
12 13
14
15 16

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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.