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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHI icon
326
iShares MSCI China ETF
MCHI
$6.14B
$966K 0.06%
15,389
+192
+1% +$12.9K
SCHM icon
327
Schwab US Mid-Cap ETF
SCHM
$15.3B
$948K 0.06%
35,373
+1,554
+5% +$41.4K
SUSB icon
328
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$948K 0.06%
+8,976
New +$231K
NVS icon
329
Novartis
NVS
$288B
$944K 0.06%
10,786
+6
+0.1% +$498
VNLA icon
330
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$943K 0.06%
19,038
– –
ESGV icon
331
Vanguard ESG US Stock ETF
ESGV
$13.7B
$937K 0.06%
10,666
– –
ITA icon
332
iShares US Aerospace & Defense ETF
ITA
$14.9B
$937K 0.06%
9,132
-487
-5% -$50.8K
EWX icon
333
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$701M
$936K 0.06%
15,783
+3,153
+25% +$187K
GOVI icon
334
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$935K 0.06%
8,928
+3,377
+61% +$123K
MSOS icon
335
AdvisorShares Pure US Cannabis ETF
MSOS
$934M
$930K 0.06%
+36,324
New +$1M
MAR icon
336
Marriott International
MAR
$91.9B
$929K 0.06%
5,622
-285
-5% -$44.8K
HERO icon
337
Global X Video Games & Esports ETF
HERO
$66.8M
$925K 0.06%
32,766
-8,006
-20% -$234K
PFF icon
338
iShares Preferred and Income Securities ETF
PFF
$13.3B
$915K 0.06%
25,411
-69,496
-73% -$2.7M
SLYV icon
339
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$913K 0.06%
10,773
+891
+9% +$76.1K
DVY icon
340
iShares Select Dividend ETF
DVY
$24B
$910K 0.06%
7,426
-1,070
-13% -$128K
F icon
341
Ford
F
$55.4B
$910K 0.06%
33,653
-83,632
-71% -$1.54M
FTA icon
342
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$908K 0.06%
12,988
+868
+7% +$58.8K
FBT icon
343
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$902K 0.06%
5,570
-991
-15% -$160K
GTO icon
344
Invesco Total Return Bond ETF
GTO
$2.48B
$902K 0.06%
16,010
-1,623
-9% -$91.7K
IBD icon
345
Inspire Corporate Bond ETF
IBD
$490M
$895K 0.06%
34,767
-412
-1% -$10.7K
VV icon
346
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
$894K 0.06%
5,041
+22
+0.4% +$4.72K
FPE icon
347
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$893K 0.06%
43,928
-6,647
-13% -$135K
FCAL icon
348
First Trust California Municipal High income ETF
FCAL
$221M
$886K 0.06%
16,191
+4,776
+42% +$261K
BIL icon
349
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$884K 0.06%
9,670
-1,176
-11% -$108K
VMBS icon
350
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$884K 0.06%
16,521
+678
+4% +$35.9K
12 13
14
15 16

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.