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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
326
iShares MSCI EAFE ETF
EFA
$80.3B
$944K 0.06%
12,346
-6,804
-36% -$544K
GE icon
327
GE Aerospace
GE
$374B
$939K 0.06%
14,622
-18,053
-55% -$1.16M
TXN icon
328
Texas Instruments
TXN
$250B
$935K 0.06%
4,864
+337
+7% +$64.2K
IBD icon
329
Inspire Corporate Bond ETF
IBD
$490M
$920K 0.06%
35,179
+705
+2% +$18.6K
IWD icon
330
iShares Russell 1000 Value ETF
IWD
$84.3B
$916K 0.06%
5,850
-761
-12% -$122K
PCAR icon
331
PACCAR
PCAR
$68.8B
$907K 0.06%
17,238
-194
-1% -$10.8K
IWN icon
332
iShares Russell 2000 Value ETF
IWN
$14.7B
$905K 0.06%
5,711
+310
+6% +$49.8K
PKW icon
333
Invesco BuyBack Achievers ETF
PKW
$1.8B
$896K 0.06%
9,942
-200
-2% -$18.4K
NEAR icon
334
iShares Short Maturity Bond ETF
NEAR
$4.88B
$892K 0.06%
18,023
-1,749
-9% -$87.7K
IGR
335
CBRE Global Real Estate Income Fund
IGR
$715M
$884K 0.06%
105,712
-288
-0.3% -$2.59K
IWO icon
336
iShares Russell 2000 Growth ETF
IWO
$15.1B
$881K 0.06%
3,001
-2,271
-43% -$682K
NVS icon
337
Novartis
NVS
$288B
$881K 0.06%
10,780
+169
+2% +$15.2K
FXN icon
338
First Trust Energy AlphaDEX Fund
FXN
$387M
$880K 0.06%
76,696
+12,208
+19% +$129K
SPSB icon
339
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$880K 0.06%
28,157
-86
-0.3% -$2.69K
MAR icon
340
Marriott International
MAR
$91.9B
$875K 0.06%
5,907
-173
-3% -$24.2K
RSG icon
341
Republic Services
RSG
$65.9B
$873K 0.06%
7,268
– –
FTC icon
342
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$872K 0.06%
7,848
-537
-6% -$61.2K
SYK icon
343
Stryker
SYK
$131B
$869K 0.06%
3,297
+135
+4% +$36.1K
SCHM icon
344
Schwab US Mid-Cap ETF
SCHM
$15.3B
$864K 0.06%
33,819
+66
+0.2% +$1.72K
GIS icon
345
General Mills
GIS
$20.8B
$861K 0.06%
14,407
+222
+2% +$13.1K
HON icon
346
Honeywell
HON
$74.2B
$857K 0.06%
4,268
-3,479
-45% -$742K
ESGV icon
347
Vanguard ESG US Stock ETF
ESGV
$13.7B
$854K 0.06%
10,666
+1,581
+17% +$130K
SCHE icon
348
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$848K 0.06%
27,721
-539
-2% -$16.8K
TSLX icon
349
Sixth Street Specialty
TSLX
$1.82B
$845K 0.06%
38,055
+6,425
+20% +$147K
VMBS icon
350
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$844K 0.06%
15,843
+1,309
+9% +$70K
12 13
14
15 16

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.