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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
326
VF Corp
VFC
$5.79B
$955K 0.07%
12,338
-795
-6% -$64.5K
BX icon
327
Blackstone
BX
$112B
$947K 0.07%
12,707
+406
+3% +$28K
GSEW icon
328
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$945K 0.07%
15,170
-340
-2% -$20.5K
IWN icon
329
iShares Russell 2000 Value ETF
IWN
$14.7B
$943K 0.07%
5,910
+54
+0.9% +$8.16K
ILMN icon
330
Illumina
ILMN
$29.1B
$942K 0.07%
+2,522
New +$1.03M
DVY icon
331
iShares Select Dividend ETF
DVY
$24B
$937K 0.07%
8,216
-234
-3% -$24.7K
ALGN icon
332
Align Technology
ALGN
$12.5B
$936K 0.07%
1,728
+943
+120% +$521K
SPHD icon
333
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$933K 0.07%
+30,436
New +$1.22M
DON icon
334
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$923K 0.07%
22,834
+4,502
+25% +$171K
MVIS icon
335
Microvision
MVIS
$89.7M
$921K 0.07%
+412
New +$77.7K
CRM icon
336
Salesforce
CRM
$165B
$920K 0.07%
4,342
+341
+9% +$75.9K
NEAR icon
337
iShares Short Maturity Bond ETF
NEAR
$4.88B
$919K 0.07%
18,319
-4,180
-19% -$210K
AMRN
338
Amarin Corp
AMRN
$299M
$915K 0.06%
7,372
– –
PKW icon
339
Invesco BuyBack Achievers ETF
PKW
$1.8B
$913K 0.06%
10,842
-450
-4% -$35.7K
FTGC icon
340
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$911K 0.06%
+43,486
New +$902K
RSG icon
341
Republic Services
RSG
$65.9B
$901K 0.06%
9,066
-4
-0% -$375
IBD icon
342
Inspire Corporate Bond ETF
IBD
$490M
$900K 0.06%
34,808
+235
+0.7% +$6.17K
SPSB icon
343
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$897K 0.06%
28,597
-18,408
-39% -$577K
WCLD
344
WisdomTree Cloud Computing Fund
WCLD
$319M
$897K 0.06%
+18,632
New +$996K
SPYV icon
345
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$892K 0.06%
23,548
-790
-3% -$28.6K
SPPP
346
Sprott Physical Platinum and Palladium Trust
SPPP
$602M
$891K 0.06%
+27,405
New +$492K
CB icon
347
Chubb
CB
$133B
$882K 0.06%
5,581
-1,050
-16% -$169K
MAR icon
348
Marriott International
MAR
$91.9B
$881K 0.06%
5,952
-26
-0.4% -$3.55K
ABT icon
349
Abbott
ABT
$193B
$878K 0.06%
7,328
-214
-3% -$25.4K
SCHE icon
350
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$874K 0.06%
27,488
-6,090
-18% -$198K
12 13
14
15 16

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OCBV
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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.