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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
326
Deere & Co
DE
$165B
$876K 0.06%
3,254
+803
+33% +$200K
KEY icon
327
KeyCorp
KEY
$24.7B
$875K 0.06%
53,359
+42,139
+376% +$614K
RSG icon
328
Republic Services
RSG
$66.1B
$873K 0.06%
9,070
-217
-2% -$20.6K
GIS icon
329
General Mills
GIS
$20.8B
$860K 0.06%
14,625
+6,526
+81% +$395K
SWAV
330
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$857K 0.06%
8,263
-107
-1% -$9.27K
SNSR icon
331
Global X Internet of Things ETF
SNSR
$225M
$846K 0.06%
26,606
-2,450
-8% -$71.2K
SPYV icon
332
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$840K 0.06%
24,338
-67
-0.3% -$2.18K
IGHG icon
333
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$834K 0.06%
11,039
+20
+0.2% +$1.48K
SPTS icon
334
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$834K 0.06%
27,143
-3,103
-10% -$95.2K
BLV icon
335
Vanguard Long-Term Bond ETF
BLV
$5.73B
$831K 0.06%
7,582
+1,466
+24% +$163K
IGSB icon
336
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$828K 0.06%
12,176
-18,560
-60% -$1.02M
PKW icon
337
Invesco BuyBack Achievers ETF
PKW
$1.8B
$828K 0.06%
11,292
-2,900
-20% -$193K
ABT icon
338
Abbott
ABT
$192B
$825K 0.06%
7,542
+813
+12% +$88.4K
SYK icon
339
Stryker
SYK
$131B
$825K 0.06%
3,369
-250
-7% -$56.6K
AKTS
340
DELISTED
Akoustis Technologies Inc
AKTS
$821K 0.06%
67,117
-21,567
-24% -$189K
DVY icon
341
iShares Select Dividend ETF
DVY
$24B
$813K 0.06%
8,450
+605
+8% +$54.9K
SPTM icon
342
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$809K 0.06%
16,178
+9,531
+143% +$415K
ARKF icon
343
ARK Blockchain & Fintech Innovation ETF
ARKF
$783M
$808K 0.06%
14,952
+7,347
+97% +$331K
CDNS icon
344
Cadence Design Systems
CDNS
$89.6B
$804K 0.06%
5,896
+2,053
+53% +$241K
APPN icon
345
Appian
APPN
$2.65B
$801K 0.05%
4,943
-84
-2% -$9.41K
IEF icon
346
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$801K 0.05%
6,689
-4,811
-42% -$579K
BX icon
347
Blackstone
BX
$112B
$797K 0.05%
12,301
+842
+7% +$49K
LMND icon
348
Lemonade
LMND
$4.14B
$797K 0.05%
+6,508
New +$480K
ISMD icon
349
Inspire Small/Mid Cap Impact ETF
ISMD
$346M
$796K 0.05%
26,635
+1,978
+8% +$52.9K
USHY icon
350
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$795K 0.05%
19,277
+6,163
+47% +$249K
12 13
14
15 16

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.