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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SH icon
326
ProShares Short S&P500
SH
$838M
$638K 0.05%
+7,845
New +$651K
DON icon
327
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$636K 0.05%
22,016
+4,004
+22% +$118K
SPIB icon
328
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$634K 0.05%
17,237
-576
-3% -$21.2K
SWAV
329
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$634K 0.05%
8,370
+175
+2% +$9.92K
FDX icon
330
FedEx
FDX
$80.2B
$633K 0.05%
2,518
+697
+38% +$139K
IGR
331
CBRE Global Real Estate Income Fund
IGR
$713M
$632K 0.05%
105,805
-422,672
-80% -$2.57M
LPLA icon
332
LPL Financial
LPLA
$29.6B
$631K 0.05%
8,234
+25
+0.3% +$1.99K
FBT icon
333
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$630K 0.05%
4,004
-26
-0.6% -$4.25K
VKQ icon
334
Invesco Municipal Trust
VKQ
$549M
$630K 0.05%
52,467
-4,099
-7% -$50.3K
IGF icon
335
iShares Global Infrastructure ETF
IGF
$10.7B
$629K 0.05%
16,291
-6,288
-28% -$248K
PZZA icon
336
Papa John's
PZZA
$813M
$625K 0.05%
7,597
-30
-0.4% -$2.75K
LLY icon
337
Eli Lilly
LLY
$1.08T
$620K 0.05%
4,190
-533
-11% -$82.5K
JD icon
338
JD.com
JD
$39.5B
$619K 0.05%
7,965
+1,619
+26% +$112K
SO icon
339
Southern Company
SO
$107B
$607K 0.05%
11,205
-1,034
-8% -$55.3K
IWP icon
340
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$602K 0.05%
6,970
+1,146
+20% +$96.7K
BX icon
341
Blackstone
BX
$112B
$598K 0.05%
11,459
-110
-1% -$5.89K
IWD icon
342
iShares Russell 1000 Value ETF
IWD
$84.3B
$590K 0.05%
4,991
-2,796
-36% -$332K
FNDF icon
343
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$588K 0.05%
23,927
-7,031
-23% -$175K
FNY icon
344
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$587K 0.05%
10,974
-17,120
-61% -$881K
TLT icon
345
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$585K 0.05%
3,582
-10,283
-74% -$1.71M
SAP icon
346
SAP
SAP
$242B
$584K 0.05%
3,750
– –
GMF icon
347
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$441M
$582K 0.05%
5,229
+156
+3% +$17.1K
IWN icon
348
iShares Russell 2000 Value ETF
IWN
$14.7B
$582K 0.05%
+5,859
New +$595K
HDG icon
349
ProShares Hedge Replication ETF
HDG
$22.3M
$577K 0.05%
12,602
-286
-2% -$13.2K
WM icon
350
Waste Management
WM
$89.7B
$574K 0.05%
5,073
-67
-1% -$7.4K
12 13
14
15 16

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.