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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
326
Marvell Technology
MRVL
$199B
$368K 0.05%
18,522
-838
-4% -$15.7K
FNDE icon
327
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$364K 0.05%
13,114
-143
-1% -$3.97K
MLPX icon
328
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$364K 0.05%
9,176
+1,590
+21% +$60.4K
SLYG icon
329
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$364K 0.05%
6,103
-8,178
-57% -$483K
BMY icon
330
Bristol-Myers Squibb
BMY
$132B
$363K 0.05%
7,602
+1,960
+35% +$97.6K
IWS icon
331
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$363K 0.05%
+4,180
New +$353K
FTSL icon
332
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$361K 0.04%
7,674
-3,347
-30% -$158K
CIBR icon
333
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$359K 0.04%
12,792
+1,786
+16% +$47.5K
STEW
334
SRH Total Return Fund
STEW
$1.8B
$359K 0.04%
33,300
– –
UMPQ
335
DELISTED
Umpqua Holdings Corp
UMPQ
$358K 0.04%
+21,685
New +$382K
TTE icon
336
TotalEnergies
TTE
$193B
$354K 0.04%
6,376
-631,059
-99% -$6.77M
IDV icon
337
iShares International Select Dividend ETF
IDV
$8.53B
$352K 0.04%
11,394
-9
-0.1% -$278
RWK icon
338
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$346K 0.04%
5,836
– –
FDX icon
339
FedEx
FDX
$80.3B
$343K 0.04%
1,892
-15
-0.8% -$2.65K
VTEB icon
340
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$343K 0.04%
6,568
-256
-4% -$13.2K
AIVL icon
341
WisdomTree US AI Enhanced Value Fund
AIVL
$438M
$340K 0.04%
3,982
+19
+0.5% +$1.58K
EIX icon
342
Edison International
EIX
$27.2B
$339K 0.04%
5,467
+4
+0.1% +$239
RDS.A
343
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$336K 0.04%
5,365
-398
-7% -$24.6K
CCI icon
344
Crown Castle
CCI
$32.2B
$333K 0.04%
2,604
+4
+0.2% +$469
FDL icon
345
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$331K 0.04%
10,962
-384
-3% -$11.1K
EDIT icon
346
Editas Medicine
EDIT
$432M
$330K 0.04%
13,500
+250
+2% +$5.66K
IWV icon
347
iShares Russell 3000 ETF
IWV
$20.6B
$330K 0.04%
1,977
+1
+0.1% +$160
CELG
348
DELISTED
Celgene Corp
CELG
$329K 0.04%
+3,487
New +$305K
ACB
349
Aurora Cannabis
ACB
$235M
$328K 0.04%
+302
New +$270K
SRE icon
350
Sempra
SRE
$56.5B
$328K 0.04%
5,200
+460
+10% +$27.1K
12 13
14
15 16

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.