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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
326
Marvell Technology
MRVL
$202B
$313K 0.04%
19,360
-56,423
-74% -$935K
GRMN
327
Garmin
GRMN
$60.3B
$311K 0.04%
4,914
-99
-2% -$6.41K
EIX icon
328
Edison International
EIX
$26.9B
$310K 0.04%
5,463
-1,863
-25% -$116K
FDL icon
329
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.96B
$309K 0.04%
11,346
+456
+4% +$13.2K
FDX icon
330
FedEx
FDX
$79.6B
$307K 0.04%
1,907
-256
-12% -$54.1K
BRK.A icon
331
Berkshire Hathaway Class A
BRK.A
$1.09T
$306K 0.04%
1
– –
AIVL icon
332
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$305K 0.04%
3,963
-153
-4% -$12.9K
O icon
333
Realty Income
O
$59.7B
$305K 0.04%
4,979
+370
+8% +$22.1K
SGOL icon
334
abrdn Physical Gold Shares ETF
SGOL
$7.43B
$304K 0.04%
24,550
-640
-3% -$7.59K
EMHY icon
335
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
$303K 0.04%
6,828
-10
-0.1% -$451
EDIT icon
336
Editas Medicine
EDIT
$438M
$301K 0.04%
13,250
+571
+5% +$15.5K
SH icon
337
ProShares Short S&P500
SH
$839M
$301K 0.04%
+2,397
New +$282K
RWK icon
338
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$299K 0.04%
5,836
-413
-7% -$23.5K
BLV icon
339
Vanguard Long-Term Bond ETF
BLV
$5.74B
$296K 0.04%
3,384
+299
+10% +$25.5K
BMY icon
340
Bristol-Myers Squibb
BMY
$132B
$293K 0.04%
5,642
-860
-13% -$46.2K
DAL icon
341
Delta Air Lines
DAL
$60.2B
$292K 0.04%
5,843
+145
+3% +$7.9K
IWV icon
342
iShares Russell 3000 ETF
IWV
$20.6B
$291K 0.04%
1,976
-510
-21% -$81K
MOO icon
343
VanEck Agribusiness ETF
MOO
$969M
$290K 0.04%
5,094
-26
-0.5% -$1.6K
MBB icon
344
iShares MBS ETF
MBB
$39.2B
$289K 0.04%
2,759
-38
-1% -$3.91K
SCHG icon
345
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$288K 0.04%
33,384
– –
CCI icon
346
Crown Castle
CCI
$32.4B
$282K 0.04%
2,600
-44
-2% -$4.83K
RDIV icon
347
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$281K 0.04%
+8,405
New +$310K
SHM icon
348
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$281K 0.04%
5,858
-1,336
-19% -$63.7K
SPSB icon
349
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$281K 0.04%
+9,330
New +$281K
NVO
350
Novo Nordisk
NVO
$202B
$280K 0.04%
12,138
-468
-4% -$10.4K
12 13
14
15 16

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.