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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
326
American Express
AXP
$232B
$397K 0.04%
+3,731
New +$388K
RWK icon
327
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$393K 0.04%
6,249
+23
+0.4% +$1.46K
TGT icon
328
Target
TGT
$70.6B
$393K 0.04%
4,465
+1,052
+31% +$87.5K
IWB icon
329
iShares Russell 1000 ETF
IWB
$50.5B
$381K 0.04%
2,355
-145
-6% -$23K
BRSP
330
BrightSpire Capital
BRSP
$629M
$380K 0.04%
17,295
+2,232
+15% +$46.8K
CWB icon
331
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$378K 0.04%
7,011
+1,594
+29% +$85.4K
FNDE icon
332
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$377K 0.04%
13,080
– –
GAA icon
333
Cambria Global Asset Allocation ETF
GAA
$74M
$377K 0.04%
14,097
-1,136
-7% -$30.5K
TMFC icon
334
Motley Fool 100 Index ETF
TMFC
$2.13B
$376K 0.04%
+16,973
New +$364K
AIVL icon
335
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$372K 0.04%
4,116
+35
+0.9% +$3.15K
LOW icon
336
Lowe's Companies
LOW
$122B
$372K 0.04%
3,235
+244
+8% +$25.4K
SCHM icon
337
Schwab US Mid-Cap ETF
SCHM
$15.3B
$372K 0.04%
19,281
+2,523
+15% +$48.1K
WABC icon
338
Westamerica Bancorp
WABC
$1.38B
$372K 0.04%
6,177
+1
+0% +$61
XLU icon
339
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$369K 0.04%
14,002
-662
-5% -$17.6K
ETP
340
DELISTED
Energy Transfer Partners, L.P.
ETP
$367K 0.04%
+16,462
New +$357K
ALK icon
341
Alaska Air
ALK
$5.34B
$365K 0.04%
5,313
-30
-0.6% -$1.94K
TSLX icon
342
Sixth Street Specialty
TSLX
$1.82B
$364K 0.04%
+17,875
New +$350K
PTLC icon
343
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$363K 0.04%
+11,544
New +$355K
MDLZ icon
344
Mondelez International
MDLZ
$80.8B
$357K 0.04%
8,305
+9
+0.1% +$384
XMLV icon
345
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$357K 0.04%
7,358
+2,876
+64% +$139K
TWLO icon
346
Twilio
TWLO
$38.5B
$356K 0.04%
4,125
-150
-4% -$11K
SCHB icon
347
Schwab US Broad Market ETF
SCHB
$45.2B
$353K 0.04%
30,108
+10,152
+51% +$117K
IJK icon
348
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$352K 0.04%
6,036
– –
GRMN
349
Garmin
GRMN
$60.3B
$351K 0.04%
5,013
– –
J icon
350
Jacobs Solutions
J
$16.8B
$351K 0.04%
5,541
-222
-4% -$13K
12 13
14
15 16

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.