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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
326
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$359K 0.05%
12,200
– –
DGRO icon
327
iShares Core Dividend Growth ETF
DGRO
$43.9B
$358K 0.05%
10,552
+2,481
+31% +$87.6K
ACN icon
328
Accenture
ACN
$110B
$357K 0.05%
+2,325
New +$368K
RWK icon
329
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$356K 0.05%
+6,033
New +$366K
EEMV icon
330
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$352K 0.05%
5,655
+1,479
+35% +$92.4K
PTMC icon
331
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$352K 0.05%
11,418
+482
+4% +$15.1K
ED icon
332
Consolidated Edison
ED
$40.1B
$351K 0.05%
4,495
-360
-7% -$28K
J icon
333
Jacobs Solutions
J
$16.9B
$351K 0.05%
7,180
+146
+2% +$7.73K
EMHY icon
334
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
$350K 0.05%
7,124
-1,725
-19% -$85.2K
ESRX
335
DELISTED
Express Scripts Holding Company
ESRX
$348K 0.05%
+5,037
New +$384K
EFR
336
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$345K 0.04%
23,358
-1,100
-4% -$15.9K
SHM icon
337
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$344K 0.04%
7,192
+1,250
+21% +$59.9K
SHOP icon
338
Shopify
SHOP
$203B
$344K 0.04%
27,630
+7,580
+38% +$98.1K
PWS icon
339
Pacer WealthShield ETF
PWS
$25.1M
$342K 0.04%
+13,653
New +$355K
AIVL icon
340
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$341K 0.04%
4,039
+70
+2% +$6.18K
IEP icon
341
Icahn Enterprises
IEP
$5.35B
$340K 0.04%
5,960
+1,385
+30% +$79.1K
IGV icon
342
iShares Expanded Tech-Software Sector ETF
IGV
$15.3B
$340K 0.04%
10,030
-6,600
-40% -$223K
MOO icon
343
VanEck Agribusiness ETF
MOO
$971M
$340K 0.04%
5,487
-1,599
-23% -$100K
AXON
344
Axon Enterprise
AXON
$49.8B
$338K 0.04%
8,590
-70
-0.8% -$2.18K
GS icon
345
Goldman Sachs
GS
$304B
$337K 0.04%
+1,338
New +$348K
RDS.A
346
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$336K 0.04%
5,267
+216
+4% +$14.2K
GAA icon
347
Cambria Global Asset Allocation ETF
GAA
$74M
$335K 0.04%
12,160
+324
+3% +$8.98K
CL icon
348
Colgate-Palmolive
CL
$74.1B
$330K 0.04%
4,610
-248
-5% -$17.8K
EMLP icon
349
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$330K 0.04%
15,046
+491
+3% +$11.5K
DD icon
350
DuPont de Nemours
DD
$19.4B
$327K 0.04%
2,027
-45
-2% -$8.14K
12 13
14
15 16

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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.