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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
326
Sempra
SRE
$56.5B
$350K 0.05%
+6,554
New +$380K
STEW
327
SRH Total Return Fund
STEW
$1.79B
$342K 0.05%
+30,800
New +$327K
GD icon
328
General Dynamics
GD
$106B
$341K 0.05%
+1,673
New +$342K
GRES
329
DELISTED
IQ ARB Global Resources
GRES
$341K 0.05%
+11,933
New +$328K
PTMC icon
330
Pacer Trendpilot US Mid Cap ETF
PTMC
$407M
$340K 0.05%
+10,936
New +$333K
DEO icon
331
Diageo
DEO
$52.8B
$339K 0.05%
+2,318
New +$319K
PCAR icon
332
PACCAR
PCAR
$68.7B
$338K 0.05%
+7,142
New +$338K
RDS.A
333
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$337K 0.05%
+5,051
New +$318K
CWB icon
334
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.73B
$331K 0.05%
+6,541
New +$337K
PIV
335
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$329K 0.04%
+10,809
New +$329K
BOTZ icon
336
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
$328K 0.04%
+13,853
New +$325K
COR icon
337
Cencora
COR
$59.8B
$327K 0.04%
+3,561
New +$295K
NVO
338
Novo Nordisk
NVO
$201B
$326K 0.04%
+12,144
New +$309K
GAA icon
339
Cambria Global Asset Allocation ETF
GAA
$74M
$325K 0.04%
+11,836
New +$321K
HYMB icon
340
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$325K 0.04%
+11,692
New +$326K
JUNO
341
CALL
DELISTED
Juno Therapeutics, Inc.
JUNO
$325K 0.04%
+12,200
New +$609K
SCHM icon
342
Schwab US Mid-Cap ETF
SCHM
$15.3B
$321K 0.04%
+18,042
New +$311K
GRMN
343
Garmin
GRMN
$60.2B
$320K 0.04%
+5,381
New +$316K
IWB icon
344
iShares Russell 1000 ETF
IWB
$50.4B
$320K 0.04%
+2,150
New +$311K
EDIT icon
345
Editas Medicine
EDIT
$435M
$319K 0.04%
+10,700
New +$269K
TGT icon
346
Target
TGT
$70.4B
$319K 0.04%
+4,895
New +$296K
ITM icon
347
VanEck Intermediate Muni ETF
ITM
$2.14B
$318K 0.04%
+6,613
New +$318K
QCOM icon
348
Qualcomm
QCOM
$174B
$318K 0.04%
+4,959
New +$301K
FTCS icon
349
First Trust Capital Strength ETF
FTCS
$7.99B
$317K 0.04%
+6,217
New +$308K
O icon
350
Realty Income
O
$59.8B
$316K 0.04%
+5,704
New +$309K
12 13
14
15 16

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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.